Publications

2008
Joshi, Shashank. 2008. “Honor in International Relations”. Abstract
The concept of honor has an extensive and distinguished lineage in the study of international relations, although contemporary theory has lost sight of its importance. This study begins to remedy that situation. It does so by first setting out the place of honor in relation to a number of other related concepts, like prestige and status. It then outlines a theory of “negative honor,” and situates this in relation to existing theoretical and empirical accounts of honor-related variables. This theory draws on extant work in social psychology, anthropology, economics, political science, and other fields, to set out hypotheses on why, how, and when political leaders of states might respond to certain kinds of challenges in a way that constitutes honor-seeking behavior. The second part of the paper tentatively sets out one way to empirically evaluate these hypotheses. While unsuccessful, this provides a blueprint for further research and a number of soon-to-be-implemented refinements.
Paper presented at Princeton Graduate Conference on Psychology and Policymaking, October 2008.
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for Affairs, Weatherhead Center International. 2008. “In Memoriam: Samuel P. Huntington”. Abstract

Samuel P. HuntingtonSamuel P. Huntington, Albert J. Weatherhead III University Professor at Harvard University, was one of the giants of political science worldwide during the past half century. He had a knack for asking the crucially important but often inconvenient question. He had the talent and skill to formulate analyses that stood the test of time.

The book that brought him to the public eye, and public controversy, The Clash of Civilizations (1996), painted on the broadest global canvas. It focused on the significance of religious and other cultural values as ways of understanding cohesion and division in the world. It was the intellectual foundation in 2003 for his opposition to the U.S. decision to go to war in Iraq. This book anticipated reasons for challenges and tragedies that unfolded in Iraq during the past five years.

Among political scientists, two other books were particularly influential. His Political Order in Changing Societies (1968) challenged the orthodoxies of the 1960s in the field of development. Huntington showed that the lack of political order and authority were among the most serious debilities the world over. The degree of order, rather than the form of the political regime, mattered most. Moreover, it was false that "all good things go together" because the relationships between political order, democracy, economic growth, and education often created complex challenges and often undercut each other. In the decades the followed, this book remained the most frequently assigned text in research university seminars to introduce graduate students to comparative politics.

Huntington's The Third Wave (1991) looked at similar questions from a different perspective, namely, that the form of the political regime—democracy or dictatorship—did matter. The metaphor in his title referred to the cascade of dictator-toppling democracy-creating episodes that peopled the world from the mid 1970s to the early 1990s, and he gave persuasive reasons for this turn of events well before the fall of the Berlin wall.

Huntington's first book, The Soldier and the State (1957), examined the question of civilian authority over the armed forces, or the lack thereof. Huntington's principal interest was to understand what he called professional "objective civilian control" over the military in the United States but, in so doing, he shed much light on the successful evolution of civilian authority over the military historically in Europe and also in communist countries.

Huntington's books revealed his mind but ordinarily he made readers work harder to figure out how he felt. He was a highly disciplined author, a stylist of English language prose, and a master craftsman of arguments and their texts. Yet, in his last book, Who Are We? (2004), he left no doubt where he stood on the question that then concerned him. He was an American patriot, and he would like to be remembered for this faith as well.

Samuel Huntington graduated from Yale College in 1946 and earned a Ph.D. in political science from Harvard in 1951. He spent the rest of his career teaching at Harvard, except for a period at Columbia University from 1958 to 1962. He served as Chairman of the Harvard Government Department (1967-69; 1970-71) and as director of the (Weatherhead) Center for International Affairs (1978-1989). He founded Harvard's Olin Institute for Strategic Studies and served as its director from 1989-1999. He was the Chairman of the Harvard Academy for International and Area Studies (1996-2004).

Mentor to generations of scholars in widely divergent fields, he was the author or co-author of a total of seventeen books, on American government, democratization, national security and strategic issues, political and economic development, cultural factors in world politics and American national identity. He wrote insightfully about war and peace, development and decay, democracy and dictatorship, cultures and structures, migration and displacement, and many other topics. His graduate students teach at the world's leading research universities and have served in governments and international organizations. Shy in demeanor, Huntington was feisty at seminars and conferences, welcoming debate, and relished the exploration, critique, and defense of complex ideas.

A life-long Democrat, he was foreign policy advisor to Vice President Hubert Humphrey in his 1968 presidential campaign and served in the Carter Administration on the National Security Council staff as Coordinator of Security Planning (1977-78). He also co-founded and edited Foreign Policy magazine. He served as president of the American Political Science Association (1986-1987) and received the Grawemeyer Award for Ideas for Improving World Order.

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The undergraduates who gather around the seminar table at 61 Kirkland St. have a lot on their minds. Not just final papers, athletic matches, and music performances, but a range of issues that run far beyond the daily stresses of college: Refugee resettlement. Human trafficking. Child soldiers. These human rights issues—along with many others—are the challenges that have inspired this group of passionate students to add another course to their jam-packed schedules.

This fall marks the inaugural semester of the Human Rights Scholars Seminar, a biweekly, noncredit class for juniors and seniors with a dedicated interest in human rights-related research. The yearlong course provides a forum for the discussion of human rights scholarship, research methods, and practices.

"The seminar aims to introduce students to a range of methodologies relevant to human rights research, to put them in touch with ongoing human rights research by faculty and leading experts in the field, and to give them an opportunity to discuss this material in a small, interdisciplinary group context,” said Jacqueline Bhabha, director of the Harvard University Committee on Human Rights Studies (UCHRS).

Conceived and developed by UCHRS committee members, the course is one of many Harvard initiatives to celebrate the 60th anniversary of the Universal Declaration of Human Rights. The seminar is led by Cosette Creamer, a Ph.D. candidate in the Department of Government and a J.D. candidate at Harvard Law School.

"For me... the most rewarding aspect of teaching this seminar is what I hope is also the most rewarding aspect for the students: a broadened perspective on how to think about conducting human rights research," Creamer said.

Entry to the seminar was determined by a competitive application process in September. The group numbers 24 students from a variety of concentrations, including government, history and literature, social studies, and biology.

Sara O’Rourke ’09, a social studies concentrator, applied to the seminar to "learn about the dominant discourse and literature on human rights, and to meet other students whose work has to do with human rights." She is interested in women’s rights, current issues facing Islam, and the relationship between international and domestic law.

On alternate Thursday evenings, Creamer and students like O’Rourke gather to discuss various aspects of human rights scholarship. They have addressed ways to conceptualize human rights, how human rights norms develop, and the relationship between advocacy and scholarship. The class has also considered sociological, anthropological, and political science approaches to human rights research.

"The study of human rights can play a key role in introducing students to ethical dilemmas, normative approaches to their resolution, and cutting-edge contemporary problems and research findings," said Bhabha. "This is an inherently interdisciplinary field which offers students a wide range of disciplinary methodologies and the possibility of engaging with urgent real-life issues in a way that is both academic and practical."

The theoretical framework of the course is complemented by practical examples. Students read case studies from leading scholars and enjoy talks by practitioners and researchers whose work is shaping the field. In early November, for example, Tamara Kay, assistant professor of sociology in the Faculty of Arts and Sciences, presented her work on the ways in which Sesame Street International helps to promote human rights worldwide. Workshops with scholars and practitioners will continue in the spring.

At the most recent course meeting on Nov. 20, the students discussed research methods with Beth A. Simmons, Clarence Dillon Professor of International Affairs and director of the Weatherhead Center for International Affairs. The group analyzed two chapters from Simmons’ forthcoming book, "Mobilizing for Human Rights: International Law in Domestic Politics" (Cambridge University Press, 2009). The text explores how the ratification of international treaties influences state behavior, to see if such treaties actually lead to better protection of human rights. Simmons uses both qualitative and quantitative analysis to evaluate issues such as equality for women, the prevalence of torture, and children’s rights.

Simmons answered questions about how she came to the topic, why she chose certain case studies, and the challenges of approaching human rights research from a social science perspective. She also recounted the difficulties of translating, or "coding," qualitative descriptions of human rights violations into a quantitative system for statistical analysis.

"I fully expect that this book will make people mad," she said. "There are those who will have a moral reaction—‘Why should we be quantifying human suffering? Is it not dehumanizing to cram this information into a regression?’

"I don’t want to belittle that point of view," she continued. “But my goal is to systemize the data as best we can to get a broad sense for what’s going on, so that we can add to—not supplant—the literature and accounts we have of individual cases of suffering. This will enable us to provide a different kind of reference."

In addition to the workshops with scholars such as Simmons, the seminar also provides undergraduates the opportunity to present their own research projects. Many of the students are working on a junior essay, senior thesis, or independent project that is focused on human rights issues.

O’Rourke, for example, is writing her thesis on the French Muslim Council, the official interlocutor between the Muslim community and the French state. She is exploring the politics of recognition and political representation in relation to national narrative.

"It has been rewarding to have a place where I can discuss ideas with students from a variety of fields and with a variety of interests, but who all share a common foundation—a deep interest in human rights," said O’Rourke.

Ferguson, Niall. 2008. “Team 'Chimerica'”. Publisher's Version Abstract

Future historians, I suspect, will look back on Saturday's anticlimactic G-20 gathering in Washington less as Bretton Woods 2.0 and more as a rerun of the London Economic Conference of 1933. Back then, representatives of 66 nations completely failed to agree on a concerted international response to the Great Depression. The fault lay mainly with the newly elected U.S. president, Franklin D. Roosevelt, who vetoed European proposals for currency stabilization.

This time around, it wasn't the newly elected Democrat but the outgoing Republican who wielded the veto. Even before his counterparts reached Washington, President Bush made it clear that recent events had done nothing to diminish his faith in free markets and minimalist regulation. Over the weekend, it was the United States that resisted European calls for a new international regulatory body, opposed significant redefinition of the International Monetary Fund's role and showed no interest in the idea of a global stimulus package.

A real opportunity has been missed. Just as happened in the 1930s, what began as an American banking panic has now escalated into a global economic crisis. And just as happened in the 1930s, a lack of international coordination has the potential to turn a recession into a deep and protracted depression.

The problem that seems scarcely to have been discussed over the weekend is that each national government is currently responding to the crisis with its own monetary and fiscal measures. Some central banks have already slashed official rates to close to zero. Some treasuries have already launched multibillion-dollar bailouts and stimulus packages. The devil lies in the different timing and magnitudes of these measures. The absence of coordination makes it almost inevitable that we will see rising volatility in global foreign exchange and bond markets, as investors react to each fresh national initiative. The results could be nearly as disruptive as the protectionist measures adopted by national governments during the Depression. Now, as then, a policy of "every man for himself" would be lethal.

At the heart of this crisis is the huge imbalance between the United States, with its current account deficit in excess of 1 percent of world gross domestic product, and the surplus countries that finance it: the oil exporters, Japan and emerging Asia. Of these, the relationship between China and America has become the crucial one. More than anything else, it has been China's strategy of dollar reserve accumulation that has financed America's debt habit. Chinese savings were a key reason U.S. long-term interest rates stayed low and the borrowing binge kept going. Now that the age of leverage is over, "Chimerica"— the partnership between the big saver and the big spender—is key.

In essence, we need the Chinese to be supportive of U.S. monetary easing and fiscal stimulus by doing more of the same themselves. There needs to be agreement on a gradual reduction of the Chimerican imbalance via increased U.S. exports and increased Chinese imports. The alternative—a sudden reduction of the imbalance via lower U.S. imports and lower Chinese exports— would be horrible.

There also needs to be an agreement to avoid a rout in the dollar market and the bond market, which is what will happen if the Chinese stop buying U.S. government bonds, the amount of which is now set to increase massively.

The alternative to such a Chimerican deal is for the Chinese to turn inward, devoting their energies to "market socialism in one country," increasing the domestic consumption of Chinese products and turning away from trade as the engine of growth.

Memo to President-elect Barack Obama: Don't wait until April for the next G-20 summit. Call a meeting of the Chimerican G-2 for the day after your inaugural. Don't wait for China to call its own meeting of a new "G-1" in Beijing.

Niall Ferguson is a faculty associate of the Weatherhead Center; Laurence A. Tisch Professor of History, Department of History; and William Ziegler Professor of Business Administration, Business, Government, and the International Economy Unit, Harvard Business School.

On January 20, when Barack Obama is formally inaugurated as president, the US will have a tryst with destiny. As famously defined by Jawaharlal Nehru, a national tryst with destiny is “a moment...when an age ends, and when the soul of a nation, long suppressed, finds utterance”.

Scholars of nationalism agree that the US was founded upon an ideology, not ethnicity or race. The ideology was contained in the Declaration of Independence of 1776. “We hold these truths to be self-evident”, it said, “that all men are created equal”. Europe, the Old World, was horribly tied up in feudal hierarchies. The New World would have political and social equality at its core. As a corollary, rising from below became the socalled American dream. In reality, however, the US has not fully lived up to this ideal. Indeed, the creed of political equality came entwined with a founding ambiguity. The founders did not abolish slavery, an institution diametrically opposed to equality.

This original ambiguity has haunted the US. The election of Obama as president liberates America from its basic contradiction. It is a shining moment in the historical journey of American nationhood and a landmark moment for world history. No society has yet elected someone from its deepest subaltern trenches to the highest office of the nation. Obama is not a slave’s descendant, but he is African-American. It should be no surprise that an international debate about whether other nations can produce an Obama has begun. The debate in India, too, has been vigorous. Can Mayawati become India’s Obama? Can a Muslim be elected India’s prime minister?

A Muslim PM would, indeed, be a celebratory landmark for Indian secularism, but that is not an exact comparison. No community of India has suffered more than the nation’s Dalits. Muslims have historically had a dualistic structure: a ruling class and an aristocracy on one side and a vast mass of poor on the other side. In significant ways, that dualism continues to this day: the Azim Premjis and Shah Rukh Khans on the one hand, and the teeming millions on the other. In contrast, no film and sports stars or business leaders have come from the Dalit community. Though not enslaved, at least in modern times, Dalits, much like the African-Americans, have been segregated, stamped upon, and treated shabbily. India also has a founding ambiguity. Our Constitution abolished untouchability, but it is still widely practised. A Dalit PM would constitute a true parallel to the election of Obama.

Can India produce an Obama? Three great differences between India and the US make it unlikely. First, party establishments cannot easily be challenged until there are open intra-party elections for the leadership of political parties. American elections start with the primaries, allowing anyone in a political party to stake a claim to leadership. Lacking internal elections, India’s parties today are on the whole family properties. The partial exceptions are the BJP and CPM. But the BJP cannot easily have a leader not approved by the RSS. And the CPM is ruled by an unelected politburo.

The Congress was historically based on internal elections, but with the exception of a feeble attempt in the 1990s, internal elections, suspended by Indira Gandhi in 1973, have not been restored. The institutional decay of India’s political parties means that rank outsiders, like Mayawati, tend to create new political parties, but it is well known that it is much harder to create a new nationwide political organisation than use an existing one. The competition between political parties in India is remarkably vigorous, but competition inside is its exact opposite.

Second, the US has a presidential system, India a parliamentary one. Since a US president is elected by the whole nation, a presidential system creates a national political arena. Every presidential candidate has to think of how to lead the nation. In a parliamentary system, the electorate votes for an MP, but there is no national election for the PM. Only when a parliamentary system has two (or three) nationwide parties, as in the UK, do political leaders tend to compete the way American presidential candidates do. India does not have a two-party system.

Third, to mobilise citizens for vote, one has to speak in a language that the citizens can understand. Political campaigns take place in a linguistic register. Until India becomes more or less fully literate and also bilingual, India’s primary political arenas will be linguistically diverse provincial units. As a result, state-level Obamas will emerge, but national-level Obamas will be extremely hard to come by. Mayawati is at best a provincial Obama, with one major difference. Obama never ran a campaign of bitterness and anger; he subscribed to post-racial politics. In contrast, before the current Brahmin-Dalit brotherhood phase began, Mayawati conflated the politics of dignity with the politics of revenge.

Only movement politics, aimed at putting the various communities together, can tear down India’s institutional constraints. The freedom movement was the last great movement that built unity in India. It produced impressive national political leaders. The JP movement in the 1970s presented an alternative version of national unity, but it could not really take off. The Advani-led rath yatra was also one of the biggest movements of 20th century India. But it did not unite; it only divided. Until such time as India’s political parties become more internally democratic, a national level two-party system emerges, or strong movements of national unity come to the scene, India’s national leaders will continue to come from party establishments, not from the lower reaches of society.

The trial of Saddam Hussein will likely result in his execution. Thus satisfied will be the Greek goddess of justice. Blind, with scales in her hand, she balances evil with justice, dollar for dollar, punishment equaling debts. It was her signature principle—retributive justice—that animated the trials of Nazi war criminals at Nuremberg, and trials following war, dictatorship, and genocide in Yugoslavia, East Germany, Greece, Argentina, and Rwanda. Only retribution for the ancient regime, claim the defenders of trials, can establish the rule of law in Iraq under its new Constitution.

But trials have their limitations. Politically they often backfire. Erich Honecker, the deposed premier of communist East Germany, arrived at his trial in the newly unified Germany pumping his fist in the air, decrying victors' justice—and became more popular for it.

Trials rarely succeed in prosecuting more than a fraction of major perpetrators, even when they are lengthy and expensive. The International Criminal Tribunal for Rwanda has spent more than $1 billion over eight years to produce 20 convictions—out of 125,000 alleged genocidaires awaiting trial. Political pressures frequently undermine verdicts. Due process, legal procedures, and adversarial incentives often hinder the public revelation of the truth about past injustices. Under pressure for a speedy execution, Saddam's prosecutors may exclude from their case his colossal massacres of Shi'ites and Kurds, thus inhibiting their public exposure.

Most of all, trials will contribute little to the chief US foreign policy goal of a stable, democratic regime. The persistent hindrance is hatred. Historical wounds fester between Sunnis and Shi'ites, Kurds and Arabs, Islamists and secularists, and now Iraqis and Americans, breaking out in continual attack, revenge, and counter-revenge. Steps forward—elections, rebuilt institutions, and a new Constitution—seem constantly checked by steps backward—assassinations, detonations, and proliferating jihadi factions.

Trials are unlikely to assuage these wounds. In fact, news reports indicate that Saddam's trial is already pitting his sympathizers against his avowed enemies—yet another source of division.

What is needed is a dulcet in the din, a strong antidote to communal violence. Where might such medicine be found? One source of hope lies in a truth commission, a body charged by a state to investigate its past. Roughly 30 countries have turned to this solution in dealing with their own troubled histories.

Arising from the rhetoric is an ancient principle found in Jewish, Christian, and Muslim scriptures: reconciliation. Connoting the restoration of right relationship, reconciliation provides a blueprint for dealing with the past.

It begins by publicly acknowledging the suffering of thousands of victims of political violence. One of the remarkable themes to emerge from truth commissions in South Africa, Guatemala, El Salvador, and East Timor was victims finding healing through public testimony. Recent interviews with ordinary Iraqis find them welcoming just such an opportunity to speak publicly about the injustices that they and their loved ones have suffered at the hands of the state and to discover the truth about injustices that the state has hidden. The same exposure of deeds can foster accountability for perpetrators and assist trials.

Truth commissions even encourage apology and forgiveness. Following the publication of the final report of Chile's truth commission, President Patricio Aylwin called for nationwide repentance for injustices committed during the dictatorship of Augusto Pinochet. Enjoined by the Koran, apology and forgiveness might also be realized in Iraq.

For entire societies, truth commissions create a public historical record. The report of Argentina's truth commission, Nunca Mas ("Never Again"), became a bestseller on the streets. Perpetrators are thereby denied the lies through which they vindicate and reempower themselves, and new regimes are founded on truth and accountability.

To realist ears, reconciliation sounds remote from the necessities of sandbags, M-16s, and barbed wire. But to sound the principle is not to expect a utopian reconciliation of all with all. It is rather to urge a set of practices that can begin to heal the social divisions that now endanger a new regime. On this logic, many Iraqis have called for a truth commission, including a broad consensus of Iraqi citizens interviewed for a report of the International Center for Transitional Justice. As history's schisms roil on, their plea emerges not merely as an alternative concept of justice but also as sound foreign policy.

Does a legal tradition adopted in the distant past constrain a country’s ability to provide the protection that investors need for financial markets to develop? This paper contributes to the literature that studies the connection between law and finance by looking at the relationship between legal origin and the development of bond markets. The paper shows that there is too much variation over time in terms of bond market size, creditor protections, and court enforcement of bond contracts to assume that the adoption of a legal system can constrain future financial development. The paper examines in detail the evolution of bond markets in Brazil, a French civil law country, and provides preliminary results of similar variation for a small cross-section of countries.
Simmons, Beth A, Frank Dobbin, and Geoffrey Garrett. 2008. The Global Diffusion of Markets and Democracy. Abstract
The diffusion of markets and democracy around the world was a defining feature of the late twentieth century. Many social scientists view this economic and political liberalization as the product of independent choices by national governments. This book argues that policy and political changes were influenced heavily by prior actions of external actors: not just other governments, but international organizations and communities of experts. Drawing together insights from economics, sociology, political science and international relations, the contributors focus on four mechanisms by which markets and democracy have diffused through interdependent decision-making: coercion and the impact of powerful countries and international actors; economic competition for markets and investment; learning from experiences of other countries; and emulation among countries. These mechanisms are tested empirically using sophisticated quantitative techniques in areas as diverse as capital account and investment policy, human rights and democratization, and government downsizing, privatization and taxation.
Shepsle, Kenneth A, and Alvin Rabushka. 2008. Politics in Plural Societies: A Theory of Democratic Instability. Pearson Education. Publisher's Version Abstract
This landmark study in the field of comparative politics is being celebrated for its return to print as the newest addition to the "Longman Classics in Political Sciencer" series. Politics in Plural Societies presents a model of political competition in multi-ethnic societies and explains why plural societies, and the struggle for power within them, often erupt with inter-ethnic hostility. Distinguished scholars Alvin Rabushka and Kenneth Shepsle collaborate again in this reissuing of their classic work to demonstrate in a new epilogue the persistence of the arguments and evidence first offered in the book. They apply this thesis to the multi-ethnic politics of countries that are of great interest today: Iraq, Lebanon, Sudan, Yugoslavia, and more.
(Longman Classics Edition)
Abdelal, Rawi E. 2008. The Rules of Globalization: Case Book. World Scientific. Publisher's Version Abstract
This is a book about the politics of the global economy—about how firms prosper by understanding those politics, or fail by misunderstanding them. Understanding the politics of globalization may once have been a luxury; it is now, for most high-level managers, simply a necessity. The book contains cases which can be used by instructors and students to build a framework of analysis that enables them to understand the challenges of international trade and investment and master the opportunities they represent. This framework is based on a systematic evaluation of the informal and formal rules that define markets for goods, services, and capital. These insightful cases allow for evaluation of: the political and economic origins of our current era of globalization and how the rules that constrain and enable firms are changing; the impact of governments’ policies and which tools are available for predicting, avoiding, or even employing the long arm of the government; and the influence of informal and formal institutions on opportunities for success in international finance and trade.

In its response to letters protesting the recent hiring of hard-line neoconservative William Kristol as a weekly Op-Ed columnist, the New York Times described the decision as the result of a "long and thoughtful process" by a paper committed to "vibrant political discourse." Editorial page editor Andrew Rosenthal said critics of the move were being "intolerant" and complained about a "weird fear of opposing views."

Hiring Kristol did not bring an "opposing view" to the Times' Op-Ed page, of course, because columnist David Brooks already represents the same worldview that Kristol does. Nor does the Times' roster of liberal pundits provide a full complement of "opposing views." Most liberal commentators share the neocons' belief that it is America's right and responsibility to exercise "global leadership," even when that role involves the aggressive use of American military power and constant interference in other countries' affairs. The Times' Thomas Friedman was an energetic supporter of the Iraq war until it went south, and Nicholas Kristof is a passionate advocate of U.S. intervention in Darfur. Columnists like Maureen Dowd and Frank Rich have been sharply critical of the neoconservatives' worst follies, but both proceed from the familiar liberal internationalism that has characterized the American foreign policy establishment for many years.

Even now, neoconservatives do not lack other mainstream outlets for their ideas. Charles Krauthammer, Robert Kagan, Fred Hiatt and Jonah Goldberg appear regularly on the editorial pages of the Washington Post or Los Angeles Times, and prominent neocons routinely publish in the Wall Street Journal, the Washington Times and the New York Sun. Not to be outdone, the supposedly liberal Boston Globe publishes neocon Jeff Jacoby twice a week. The neoconservative outlook is ubiquitous in journals of opinion like the New Republic, Commentary or Kristol's own Weekly Standard and is regularly heard on major radio and TV talk shows. Even National Public Radio and Comedy Central give neoconservatives a platform with surprising frequency.

What's missing in America's mainstream media is the voice of realism. As the label implies, realists think foreign policy should be based on the world as it really is, rather than what we might like it to be. Realists see international politics as an inherently competitive realm where states constantly compete for advantage and where security is often precarious. But realists understand that being overly alarmist and aggressive can get states into just as much trouble as being excessively trusting or complacent. So realists keep a keen eye on the balance of power, but they oppose squandering blood or treasure on needless military buildups, ideological crusades, or foolish foreign wars. Realists cherish America's commitment to democracy and individual liberty, but they know that ideals alone are no basis for conducting foreign policy. They also understand that endless overseas adventures will inevitably provoke a hostile backlash abroad and eventually force us to compromise our freedoms here at home.

Such views are hardly heretical, but there is not a single major columnist, TV commentator or radio pundit who consistently presents a realist perspective on world politics and American foreign policy. In America today, the mainstream media is a realism-free zone.

The exclusion of realism is surprising for three reasons. First, realists enjoyed distinguished positions in the American foreign policy community in the past and remain a respected group today. Prominent statesmen whose views generally reflected a realist approach include the late George Kennan, Henry Kissinger, Zbigniew Brzezinski, Colin Powell, Richard Haass and Brent Scowcroft, as well as politicians like outgoing Sen. Chuck Hagel and current Secretary of Defense Robert Gates. To give a realist regular space on a major Op-Ed page is hardly like hiring a Maoist, a Scientologist or a die-hard World Federalist.

Second, realists are an important constituency in the academic world. Realism is still the dominant paradigm in the academic study of international politics, and the writings of realist scholars like E.H. Carr, Hans J. Morgenthau and Kenneth Waltz have cast a long and lasting shadow over the academic landscape. One would think editors and publishers would be eager to hire someone whose views reflected that distinguished intellectual tradition.

Third, realism's track record as a guide to foreign policy is quite impressive, especially when compared to the neocons' catalog of blunders. Morgenthau, Waltz and Kennan were among the first to recognize that the Vietnam War was a foolish diversion of American power, and Waltz was one of the few foreign policy experts who understood the Soviet Union was a Potemkin colossus with feet of clay. When assorted hawks were sounding frantic alarms about Soviet dominance in the late 1970s, Waltz was writing that the real issue was whether the Soviets could hope to keep up with the far wealthier and more powerful United States. The 1980s proved they couldn't, and that Waltz and his fellow realists had been essentially correct.

Realism has done rather well since. Liberals and neoconservatives greeted the end of the Cold War by proclaiming the "end of history" and imagining a long era of peaceful American hegemony, but realists foresaw that the end of the Cold War would unleash new forms of security competition and produce new tensions within existing alliances. And when both hawks and doves foresaw a difficult and bloody battle in the 1990-91 Gulf War, realist scholars like Barry Posen of MIT and John Mearsheimer of the University of Chicago wrote articles that correctly predicted America's easy victory.

Most important, realists were among the most visible opponents to America's more recent misadventure in Iraq. In September 2002, for example, 33 international security scholars paid for an ad in the New York Times declaring "War With Iraq Is Not in the U.S. National Interest." About half of the signatories were prominent realists, and several others wrote articles before the war explaining why it was unnecessary and unwise. By contrast, it was the neocons who conceived and promoted the Iraq war, while many prominent liberals endorsed it. Surely Americans deserve to hear from a perspective that has been an accurate guide to recent events, instead of relying on pundits who have been consistently wrong.

A realist would provide readers with insights that have been largely absent from mainstream discussion for a decade or more. Realism emphasizes that states defend their interests vigorously and that successful diplomacy requires give-and-take; that advancing our own interests often requires us to do business with regimes whose values we find objectionable; that nationalism is a powerful force and most societies resist when outsiders try to tell them how to run their own affairs; that global institutions can be useful tools of statecraft but require great power support to work effectively; and that even well-intentioned democracies sometimes do foolish and cruel things. Most important of all, a realist would emphasize that military force is a blunt and costly instrument whose ultimate effects are unpredictable, and that it should be employed only when vital interests are at stake.

In short, a realist would be a valuable antidote to the self-righteous hubris that pervades contemporary U.S. commentary on foreign affairs, an attitude that has encouraged many of the policies that have undermined America's image around the globe. A realist would also cast a skeptical eye on virtually all of the current presidential candidates, whose views on foreign policy do not stray far from the current neoconservative/liberal consensus. Realists aren't infallible and some readers will undoubtedly object to their views, but that's hardly the issue. The point is that Americans would be better informed if they regularly heard what realists had to say, and media institutions that are genuinely interested in presenting a diverse array of views should be signing up a few of them.

Walt, Stephen M, and John Mearsheimer. 2008. “Israel's False Friends”. Publisher's Version Abstract

U.S. presidential candidates aren't doing the Jewish state any favors by offering unconditional support.

Once again, as the presidential campaign season gets underway, the leading candidates are going to enormous lengths to demonstrate their devotion to the state of Israel and their steadfast commitment to its "special relationship" with the United States.

Each of the main contenders emphatically favors giving Israel extraordinary material and diplomatic support—continuing the more than $3 billion in foreign aid each year to a country whose per capita income is now 29th in the world. They also believe that this aid should be given unconditionally. None of them criticizes Israel's conduct, even when its actions threaten U.S. interests, are at odds with American values or even when they are harmful to Israel itself. In short, the candidates believe that the U.S. should support Israel no matter what it does.

Such pandering is hardly surprising, because contenders for high office routinely court special interest groups, and Israel's staunchest supporters—the Israel lobby, as we have termed it—expect it. Politicians do not want to offend Jewish Americans or "Christian Zionists," two groups that are deeply engaged in the political process. Candidates fear, with some justification, that even well-intentioned criticism of Israel's policies may lead these groups to turn against them and back their opponents instead.

If this happened, trouble would arise on many fronts. Israel's friends in the media would take aim at the candidate, and campaign contributions from pro-Israel individuals and political action committees would go elsewhere. Moreover, most Jewish voters live in states with many electoral votes, which increases their weight in close elections (remember Florida in 2000?), and a candidate seen as insufficiently committed to Israel would lose some of their support. And no Republican would want to alienate the pro-Israel subset of the Christian evangelical movement, which is a significant part of the GOP base.

Indeed, even suggesting that the U.S. adopt a more impartial stance toward the Israeli-Palestinian conflict can get a candidate into serious trouble. When Howard Dean proposed during the 2004 campaign that the United States take a more "evenhanded" role in the peace process, he was severely criticized by prominent Democrats, and a rival for the nomination, Sen. Joe Lieberman, accused him of "selling Israel down the river" and said Dean's comments were "irresponsible."

Word quickly spread in the American Jewish community that Dean was hostile to Israel, even though his campaign co-chair was a former president of the American Israel Public Affairs Committee and Dean had been strongly pro-Israel throughout his career. The candidates in the 2008 election surely want to avoid Dean's fate, so they are all trying to prove that they are Israel's best friend.

These candidates, however, are no friends of Israel. They are facilitating its pursuit of self-destructive policies that no true friend would favor.

The key issue here is the future of Gaza and the West Bank, which Israel conquered in 1967 and still controls. Israel faces a stark choice regarding these territories, which are home to roughly 3.8 million Palestinians. It can opt for a two-state solution, turning over almost all of the West Bank and Gaza to the Palestinians and allowing them to create a viable state on those lands in return for a comprehensive peace agreement designed to allow Israel to live securely within its pre-1967 borders (with some minor modifications). Or it can retain control of the territories it occupies or surrounds, building more settlements and bypass roads and confining the Palestinians to a handful of impoverished enclaves in Gaza and the West Bank. Israel would control the borders around those enclaves and the air above them, thus severely restricting the Palestinians' freedom of movement.

But if Israel chooses this second option, it will lead to an apartheid state. Prime Minister Ehud Olmert said as much when he recently proclaimed that if "the two-state solution collapses," Israel will "face a South African-style struggle." He went so far as to argue that "as soon as that happens, the state of Israel is finished." Similarly, Israel's deputy prime minister, Haim Ramon, said earlier this month that "the occupation is a threat to the existence of the state of Israel." Other Israelis, as well as Jimmy Carter and Anglican Archbishop Desmond Tutu, have warned that continuing the occupation will turn Israel into an apartheid state. Nevertheless, Israel continues to expand its settlements on the West Bank while the plight of the Palestinians worsens.

Given this grim situation, one would expect the presidential candidates, who claim to care deeply about Israel, to be sounding the alarm and energetically championing a two-state solution. One would expect them to have encouraged President Bush to put significant pressure on both the Israelis and the Palestinians at the recent Annapolis conference and to keep the pressure on when he visits the region this week. As Secretary of State Condoleezza Rice recently observed, settling this conflict is also in America's interest, not to mention the Palestinians'.

One would certainly expect Hillary Clinton to be leading the charge here. After all, she wisely and bravely called for establishing a Palestinian state "that is on the same footing as other states" in 1998, when it was still politically incorrect to use the words "Palestinian state" openly. Moreover, her husband not only championed a two-state solution as president but he laid out the famous "Clinton parameters" in December 2000, which outline the only realistic deal for ending the conflict.

But what is Clinton saying now that she is a candidate? She said hardly anything about pushing the peace process forward at Annapolis, and remained silent when Rice criticized Israel's subsequent announcement that it planned to build more than 300 new housing units in East Jerusalem. More important, both she and GOP aspirant Rudy Giuliani recently proclaimed that Jerusalem must remain undivided, a position that is at odds with the Clinton parameters and virtually guarantees that there will be no Palestinian state.

Sen. Clinton's behavior is hardly unusual among the candidates for president. Barack Obama, who expressed some sympathy for the Palestinians before he set his sights on the White House, now has little to say about their plight, and he too said little about what should have been done at Annapolis to facilitate peace. The other major contenders are ardent in their declarations of support for Israel, and none of them apparently sees a two-state solution as so urgent that they should press both sides to reach an agreement. As Zbigniew Brzezinski, a former U.S. national security advisor and now a senior advisor to Obama, noted, "The presidential candidates don't see any payoff in addressing the Israel-Palestinian issue." But they do see a significant political payoff in backing Israel to the hilt, even when it is pursuing a policy —colonizing the West Bank—that is morally and strategically bankrupt.

In short, the presidential candidates are no friends of Israel. They are like most U.S. politicians, who reflexively mouth pro-Israel platitudes while continuing to endorse and subsidize policies that are in fact harmful to the Jewish state. A genuine friend would tell Israel that it was acting foolishly, and would do whatever he or she could to get Israel to change its misguided behavior. And that will require challenging the special interest groups whose hard-line views have been obstacles to peace for many years.

As former Israeli Foreign Minister Shlomo Ben-Ami argued in 2006, the American presidents who have made the greatest contribution to peace—Carter and George H.W. Bush—succeeded because they were "ready to confront Israel head-on and overlook the sensibilities of her friends in America." If the Democratic and Republican contenders were true friends of Israel, they would be warning it about the danger of becoming an apartheid state, just as Carter did.

Moreover, they would be calling for an end to the occupation and the creation of a viable Palestinian state. And they would be calling for the United States to act as an honest broker between Israel and the Palestinians so that Washington could pressure both sides to accept a solution based on the Clinton parameters. Implementing a final-status agreement will be difficult and take a number of years, but it is imperative that the two sides formally agree on the solution and then implement it in ways that protect each side.

But Israel's false friends cannot say any of these things, or even discuss the issue honestly. Why? Because they fear that speaking the truth would incur the wrath of the hard-liners who dominate the main organizations in the Israel lobby. So Israel will end up controlling Gaza and the West Bank for the foreseeable future, turning itself into an apartheid state in the process. And all of this will be done with the backing of its so-called friends, including the current presidential candidates. With friends like them, who needs enemies?

W. Arthur Lewis argued that a new international economic order emerged between 1870 and 1913, and that global terms of trade forces produced rising primary product specialization and de-industrialization in the poor periphery. More recently, modern economists argue that volatility reduces growth in the poor periphery. This paper assess these de-industrialization and volatility forces between 1782 and 1913 during the Great Divergence. First, it argues that the new economic order had been firmly established by 1870, and that the transition took place in the century before, not after. Second, based on econometric evidence from 1870-1939, we know that while a terms of trade improvement raised long run growth in the rich core, it did not do so in the poor periphery. Given that the secular terms of trade boom in the poor periphery was much bigger over the century before 1870 than after, it seems plausible to infer that it might help explain the great 19th century divergence between core and periphery. Third, the boom and its de-industrialization impact was only part of the story; growth-reducing terms of trade volatility was the other. Between 1820 and 1870, terms of trade volatility was much greater in the poor periphery than the core. It was still very big after 1870, certainly far bigger than in the core. Based on econometric evidence from 1870-2000, we know that terms of trade volatility lowers long run growth in the poor periphery, and that the negative impact is big. Given that terms of trade volatility in the poor periphery was even bigger during the century before 1870, it seems plausible to infer that it also helps explain the great 19th century divergence between core and periphery.
Also published as NBER Working Paper 13841.
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Development economics has long been split between macro-development economists—who focus on economic growth, international trade, and fiscal/macro policies—and microdevelopment economists—who study microfinance, education, health, and other social programs. Even though the central question that animates both sets of economists ostensibly is how to achieve sustainable improvements in living standards in poor countries, the concerns and methods of these two camps have at times diverged so much that they seem at opposite extremes of the economics discipline. I shall argue in this paper that there are some good reasons to be optimistic about the reunification of the field, as these sharp distinctions are eroding in some key respects. But there are also some reasons for pessimism, related to divergence in empirical methods. This paper covers both the good and the bad news.
Popular reactions to the transition from centrally planned socialism to a market-based economy are explored through an examination of survey data on distributive justice and injustice attitudes in Beijing, China, in 2000, and in Warsaw, Poland, in 2001. In both capitals objective socioeconomic status characteristics of respondents have weaker and less consistent associations with distributive injustice attitudes than measures of subjective social status and self-reported trends in family standards of living. When objective and subjective respondent background characteristics are controlled for statistically, residents of democratic and enthusiastically capitalist Warsaw have stronger feelings of distributive injustice than respondents in undemocratic and only partially reformed Beijing. However, one exception to this pattern is that Beijing residents favor government redistribution to reduce income differences more than their Warsaw counterparts. Conjectures about the sources of these differences in distributive injustice attitudes are offered.
Rodrik, Dani, and Arvind Subramanian. 2008. “Why Did Financial Globalization Disappoint?”. Abstract
As Fischer had prophesied, there has been an explosion in empirical studies on the consequences of financial globalization. But far from clinching the case for capitalaccount liberalization, these studies paint quite a mixed and paradoxical picture.3 Kose, Prasad, Rogoff, and Wei (2006, hereafter KPRW), who provide perhaps the most detailed and careful review of the literature, conclude that the cross-country evidence on the growth benefits of capital-account openness is inconclusive and lacks robustness. They argue that one should look for the gains not in enhanced access to finance for domestic investment, but in indirect benefits that are hard to detect with macroeconomic data and techniques (an argument which we will evaluate below). In another paper, Kose, Prasad and Terrones (2003) find that consumption volatility actually rose (relative to output volatility) in emerging market economies during the current era of financial globalization—a finding that flatly contradicts theoretical expectations. Perhaps most paradoxical of all are the findings of Prasad, Rajan, and Subramanian (2007, hereafter PRS) and Gourinchas and Jeanne (2007), which throw cold water on the presumed complementarity between foreign capital and economic growth: it appears that countries that grow more rapidly are those that rely less and not more on foreign capital; and in turn foreign capital tends to go to countries that experience not high, but low productivity growth.
Williamson, Jeffery G, Rafael Dobado Gonzalez, and Aurora Gomez Galvarriato. 2008. “Mexican Exceptionalism: Globalization and De-Industrialization, 1750–1877”. Abstract
Like the rest of the poor periphery, Mexico fought with de-industrialization in the century before the 1870s. Yet, Mexican manufacturing defended itself better than did the rest of the poor periphery. Why Mexican exceptionalism? This article decomposes the sources of de-industrialization into productivity events abroad, globalization forces connecting Mexico to those markets, and domestic forces. It uses a neo-Ricardian model to implement the decomposition, advocates a price dual approach, and develops a new price and wage data base. Mexican exceptionalism was due to weaker Dutch disease effects, better wage competitiveness, and the policy autonomy to foster industry.
Brazil, Mexico and a few other Latin American republics enjoyed faster industrialization after 1870 than did the rest of Latin America and even faster than the rest of the poor periphery (except East Asia). How much of this economic performance was due to more accommodating institutions and greater political stability, changes that would have facilitated greater technology transfer and accumulation? That is, how much to changing fundamentals? How much instead to a cessation in the secular rise in the net barter terms of trade which reversed de-industrialization forces, thus favoring manufacturing? How much instead to cheaper foodstuffs coming from more open commercial policies ('grain invasions'), and from railroad-induced integration of domestic grain markets, serving to keep urban grain prices and thus nominal wages in industry low, helping to maintain competitiveness? How much instead to more pro-industrial real exchange rate and tariff policy? Which of these forces contributed most to industrialization among the Latin American leaders, long before their mid 20th century adoption of ISI policies? Changing fundamentals, changing market conditions, or changing policies?
Also published as NBER Working Paper 13990.
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Domínguez, Jorge I, and Michael Shifter. 2008. Constructing Democratic Governance in Latin America, Third Edition. Johns Hopkins University Press. Publisher's Version Abstract
This latest edition of this acclaimed text examines four themes vital to building market-oriented democracies in Latin America: the development of democratic institutions, globalization's impact, socio-political integration, and market reforms. Within these broad themes, the contributors explore how issues such as the performance of political parties, civilian control of the military, human rights protections, and executive-legislative relations are playing out in eight countries: Argentina, Bolivia, Brazil, Chile, Colombia, Mexico, Peru, and Venezuela. They find a mixed record on many fronts and discuss the uncertain state of democracy in several Latin American states in light of recent institutional setbacks and attempts to overhaul the political sphere. Edited by Jorge I. Domínguez and Michael Shifter and featuring contributions from more than a dozen leading scholars of democratization studies, this volume provides a concise and up-to-date measure of the quality of democracy in Latin America.

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