Research Library

2012
Norris, Pippa. 2012. “Political mobilization and social networks. The example of the Arab spring.” Electronic Democracy. Germany: Barbara Budrich Publishers.
Norris, Pippa. 2012. “The watchdog role of journalists: Rottweilers, Alsatians or Poodles?” Oxford Handbook of Public Accountability. Oxford: Oxford University Press.
Norris, Pippa. 2012. Making Democratic Governance Work: How Regimes Shape Prosperity, Welfare and Peace. New York: Cambridge University Press.
Nunn, Nathan, and Diego Puga. 2012. “RUGGEDNESS: THE BLESSING OF BAD GEOGRAPHY IN AFRICA.” The Review of Economics and Statistics . Publisher's Version
Lamont, Michèle, and Nissim Mizrachi. 2012. Responses to Stigmatization in Comparative Perspective. New York: Routledge. Publisher's Version Abstract

Multiculturalism and diversity have raised a number of challenges for liberal democracy, not least the stigmatization of people in response to these developments. In this book, leading experts from a range of disciplines look at the responses to stigmatization from the perspectives of ordinary people. They use a range of case studies drawn from the US, Brazil, Canada, France, Israel, South Africa, and Sweden: the first systematic qualitative and cross-national exploration of how diverse minority groups respond to stigmatization in the course of their everyday lives.

The chapters in this book tackle a range of theoretical questions about stigmatization, including how they make sense of their experiences, how they shape subsequent behaviour, and how they negotiate and transform social and symbolic boundaries within a range of social and institutional contexts.

Responses to Stigmatization in Comparative Perspective provides new data and analysis of how stigmatization affects a range of societies, and its original research and analysis will be important reading for those studying Ethnicity, as well as Sociologists, Political Scientists, and Anthropologists. This book was originally published as a special issue of Ethnic and Racial Studies.

Kertzer, Joshua D. 2012. “Folk Realism: Testing the Microfoundations of Realism in Ordinary Citizens.” International Studies Quarterly 56 (2): 245–258. Publisher's Version Abstract

International Relations scholars have long debated whether the American public is allergic to realism, which raises the question of how they would “contract” it in the first place. We argue that realism isn’t just an IR paradigm, but a belief system, whose relationship with other ideological systems in public opinion has rarely been fully examined. Operationalizing this disposition in ordinary citizens as “folk realism,” we investigate its relationship with a variety of personality traits, foreign policy orientations, and political knowledge. We then present the results of a laboratory experiment probing psychological microfoundations for realist theory, manipulating the amount of information subjects have about a foreign policy conflict to determine whether uncertainty leads individuals to adopt more realist views, and whether realists and idealists respond to uncertainty and fear differently. We find that many of realism’s causal mechanisms are conditional on whether subjects already hold realist views, and suggest that emotions like fear may play a larger role in realist theory than many realists have assumed.

McClendon, Gwyneth H. 2012. “Ethics of Using Public Officials As Field Experiment Subjects.” Newsletter of the APSA Experimental Section 3 (1): 13-20. Author's website Abstract

In recent years, the number of field experiments using public officials as subjects has increased. Some of these experiments are relatively cheap and easy to replicate, and yet, the ethical guidelines for dealing with this particular class of subjects are in some ways both nascent and underdeveloped. If this line of research is to continue in a responsible manner, it is worth considering whether there are particular ethical questions raised by using elite, public servants as subjects and if so, how we might deal with those ethical questions. I am not a moral philosopher, and I do not have hard and fast answers to the issues I raise below. I am sympathetic to these types of experiments, having conducted one myself, but I am also sensitive to issues raised by their critics. I hope the following will encourage further debate.

There are at least two reasons public officials differ from citizens as experimental subjects. First, when we use public officials as subjects, the behavior we are trying to observe and affect is usually part of their routine, public duties. This may mean that the societal benefits of the knowledge gleaned from these experiments are particularly great. But it also introduces questions about whose resources are being used while subjects take time to participate, as well as questions about debriefing and appropriate compensation. Second, public officials are a limited pool, and they often control public purse strings, including funding for universities and research. This difference introduces questions about researchers’ ethical responsibilities to other researchers when conducting experiments with public officials. Let me consider each of these differences in turn.

We build on the emerging literature of influence-based models to study how multinational firms can navigate host governments. Our ‘core-periphery’ framework posits that the actions that an MNC takes with actors in what we call the ‘periphery’—comprised of state, quasi-state, and civil society actors—can lead to positive or negative influence with interconnected state actors in a ‘core.’ There are two mechanisms by which this can happen: engaging the periphery may either change the information set of the core or help align incentives of multiple core actors. Engaging the periphery might be particularly relevant in settings where the institutional framework is still emerging. We build a case study of a multinational firm in the biotechnology sector to illustrate how the core-periphery framework works in multiple emerging markets across institutional differences. The analysis is based on 32 interviews conducted with the CEO and other executives of Genzyme at the corporate headquarters in Cambridge, Massachusetts, and in subsidiaries in Brazil, China, Costa Rica, France, India, and the United States.

Viterna, Jocelyn. 2012. “The Left and ‘Life’: The Politics of Abortion in El Salvador.” Politics and Gender 8 (2): 248-254.
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Fallon, Kathleen M, Liam Swiss, and Jocelyn Viterna. 2012. “Resolving the Democracy Paradox: Democratization and Women’s Legislative Representation in Developing Nations, 1975-2009.” American Sociological Review 77 (3): 380-408. Abstract

Increasing levels of democratic freedoms should, in theory, improve women’s access to political positions. Yet studies demonstrate that democracy does little to improve women’s legislative representation. To resolve this paradox, we investigate how variations in the democratization process—including pre-transition legacies, historical experiences with elections, the global context of transition, and post-transition democratic freedoms and quotas—affect women’s representation in developing nations. We find that democratization’s effect is curvilinear. Women in non-democratic regimes often have high levels of legislative representation but little real political power. When democratization occurs, women’s representation initially drops, but with increasing democratic freedoms and additional elections, it increases again. The historical context of transition further moderates these effects. Prior to 1995, women’s representation increased most rapidly in countries transitioning from civil strife—but only when accompanied by gender quotas. After 1995 and the Beijing Conference on Women, the effectiveness of quotas becomes more universal, with the exception of post- communist countries. In these nations, quotas continue to do little to improve women’s representation. Our results, based on pooled time series analysis from 1975 to 2009, demonstrate that it is not democracy—as measured by a nation’s level of democratic freedoms at a particular moment in time—but rather the democratization process that matters for women’s legislative representation.

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Simmons, Beth A. 2012. “Reflections on Mobilizing for Human Rights.” Journal of International Law and Politics 44: 729-750. Abstract

NYU Law's symposium "From Rights to Reality: Mobilizing for Human Rights and Its Intersection with International Law" has been a valuable opportunity to reflect on the role that international law has played in the furtherance of human rights around the world over the past six decades. It has also been a stimulating forum to assess the state of our knowledge, experience, and research relating to the development of human rights law and its application in various settings around the world. The scholars and practitioners participating in this symposium have each made remarkable contributions to the development, interpretation, and application of human rights law internationally, and I am very grateful that they have taken the time to engage the arguments and evidence in Mobilizing for Human Rights. The editors of the Journal of International Law and Politics are to be congratulated on a stimulating symposium and a valuable volume.

In this concluding article, I will describe what Mobilizing for Human Rights set out to do, what I think it did well, and what it did not, in the end, accomplish. There is much to mention on both scores. While the book was one of the first comprehensive efforts to theorize and test empirically the effects of international legal agreements on a broad range of rights indicators, the research necessarily fails to speak to some issues, raises additional questions, and opens up new avenues for empirical research. I will also engage the observations of my colleagues in the symposium, whose supportive as well as skeptical views I very much appreciate. I hope to make clearer how the research potentially connects with strategies for rights improvements. I conclude on a very humble note: the experience represented by the symposium participants far outstrips the scholarly findings of the book, but I am hopeful that discussion of the kind we have had leads both to better scholarship and broadly informed practice.

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Brenner, Neil, and Christian Schmid. 2012. “Planetary Urbanization.” Urban Lexicons, 10–13. Jovis. Publisher's Version Abstract

This book project introduces a theory of planetary urbanization via a critique of dominant ideologies of the contemporary ‘urban age’ and associated discourses on global urbanism.  We argue for a new epistemology of urban studies based on the distinction between concentrated and extended urbanization, which is applied to periodize the capitalist mode of territorialization and to illuminate early twenty-first century sociospatial landscapes.

Planetary Urbanization
Cohen, Dara Kay, and Amelia Hoover Green. 2012. “Dueling Incentives: Sexual Violence in Liberia and the Politics of Human Rights Advocacy.” Journal of Peace Research 49 (3): 445-458. Journal of Peace Research Website Abstract
Transnational advocacy organizations are influential actors in the international politics of human rights. While political scientists have described several methods these groups use—particularly a set of strategies termed ‘information politics’—scholars have yet to consider the effects of these tactics beyond their immediate impact on public awareness, policy agendas or the behavior of state actors. This article investigates the information politics surrounding sexual violence during Liberia’s civil war. We show that two frequently-cited ‘facts’ about rape in Liberia are inaccurate, and consider how this conventional wisdom gained acceptance. Drawing on the Liberian case and findings from sociology and economics, we develop a theoretical framework that treats inaccurate claims as an effect of ‘dueling incentives’—the conflict between advocacy organizations’ needs for short-term drama and long-term credibility. From this theoretical framework, we generate hypotheses regarding the effects of information politics on (1) short-term changes in funding for human rights advocacy organizations, (2) short-term changes in human rights outcomes, (3) the institutional health of humanitarian and human rights organizations, and (4) long-run outcomes for the ostensible beneficiaries of such organizations. We conclude by outlining a research agenda in this area, emphasizing the importance of empirical research on information politics in the human rights realm, and particularly its effects on the lives of aid recipients. DOI: 10.1177/0022343312436769
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Lamont, Michèle. 2012. “Toward a Comparative Sociology of Valuation and Evaluation.” Annual Review of Sociology 38 (21): 201-221. DOI Abstract
This review discusses North American and European research from the sociology of valuation and evaluation (SVE), a research topic that has attracted considerable attention in recent years. The goal is to bring various bodies of work into conversation with one another in order to stimulate more cumulative theory building. This is accomplished by focusing on (a) subprocesses such as categorization and legitimation, (b) the conditions that sustain heterarchies, and (c) valuation and evaluative practices. The article reviews these literatures and provides directions for a future research agenda.
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Frankel, Jeffrey, and Christopher Pissarides, ed. 2012. NBER International Seminar on Macroeconomics 2011. Chicago: University of Chicago Press, 476. Publisher's Version
Putnam, Robert D. 2012. “What's So Darned Special about Church Friends?” Altruism, Morality & Social Solidarity Forum, American Sociological Association, 2nd ed., 3: 1,19-21. DASH Repository
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Frankel, Jeffrey. 2012. “Choosing an Exchange Rate Regime.” The Handbook of Exchange Rates, 767-784. New York: John Wiley. Website Abstract

The single most important aspect of an exchange rate regime is the degree of flexibility. The matter is of course more complicated than a simple choice between fixed exchange rate and floating. One can array exchange rate regimes along a continuum, from most flexible to least, and grouped in three major categories:

  1. Floating corner
    1. Free float
    2. Managed float
  2. Intermediate regimes
    1. Target zone or band
    2. Basket peg
    3. Crawling peg
    4. Adjustable peg
  3. Institutionally fixed corner
    1. Currency board
    2. Dollarization
    3. Monetary Union

    This chapter reviews the state of research concerning how a country should choose where to locate along this continuum of exchange rate regimes.

    The ‘‘corners hypothesis’’ - that countries are, or should be, moving away from the intermediate regimes, in favor of either the hard peg corner or the floating corner - was proposed by Eichengreen (1994) and rapidly became the new conventional wisdom with the emerging market crises of the late 1990s. But it never had a good theoretical foundation. The feeling that an intermediate degree of exchange rate flexibility is inconsistent with perfect capital mobility is a misinterpretation of the principle of the impossible trinity. To take a clear example, Krugman (1991) shows theoretically that a target zone is entirely compatible with uncovered interest parity. The corners hypothesis began to lose popularity after the failure of Argentina’s quasi currency board in 2001. Many countries continue to follow intermediate regimes and do not seem any the worse for it.

    Attempts to address the optimal degree of exchange rate flexibility within a single theoretical model are seldom very convincing. Too many factors are involved. Better instead to enumerate the arguments for and against exchange rate flexibility and then attempt to weigh them up. This chapter considers five advantages of fixed exchange rates, followed by five advantages for exchange rate flexibility. We then turn to analysis of how to weigh the pros and cons to choose a regime. The answer depends on characteristics of the individual country in question.

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Frankel, Jeffrey. 2012. “The Natural Resource Curse: A Survey of Diagnoses and Some Prescriptions.” Commodity Price Volatility and Inclusive Growth in Low-Income Countries. Washington D.C. International Monetary Fund. Book Website Abstract
Countries with oil, mineral or other natural resource wealth, on average, have failed to show better economic performance than those without, often because of undesirable side effects. This is the phenomenon known as the Natural Resource Curse. This paper reviews the literature, classified according to six channels of causation that have been proposed. The possible channels are: (i) long-term trends in world prices, (ii) price volatility, (iii) permanent crowding out of manufacturing, (iv) autocratic/oligarchic institutions, (v) anarchic institutions, and (vi) cyclical Dutch Disease. With the exception of the first channel--the long-term trend in commodity prices does not appear to be downward--each of the other channels is an important part of the phenomenon. Skeptics have questioned the Natural Resource Curse, pointing to examples of commodity-exporting countries that have done well and arguing that resource exports and booms are not exogenous. The relevant policy question for a country with natural resources is how to make the best of them.
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Frankel, Jeffrey. 2012. “Politically Feasible Emission Target Formulas to Attain 460 ppm CO2 Concentrations.” Review of Environmental Economics and Policy 6 (1): 86-109. DOI Abstract
A new climate change treaty must address three current gaps: the absence of emissions targets extending far into the future; the absence of participation by the United States, China, and other developing countries; and the absence of reasons to expect compliance. Moreover, to be politically acceptable, a post-Kyoto treaty must recognize certain constraints regarding country-by-country economic costs. This article presents a framework for assigning quantitative emissions allocations across countries, one budget period at a time, through a two-stage plan: (a) China and other developing countries accept targets at business-as-usual (BAU) levels in the coming budget period, and, during the same period, the United States agrees to cuts below BAU; (b) all countries are asked to make further cuts in the future in accordance with a formula that includes a Progressive Reductions Factor, a Latecomer Catch-up Factor, and a Gradual Equalization Factor. An earlier proposal (Frankel 2009) for specific parameter values in the formulas achieved the environmental goal that carbon dioxide (CO2) concentrations plateau at 500 ppm by 2100. It met our political constraints by keeping every country’s economic cost below thresholds of Y = 1 percent of income in Present Discounted Value, and X = 5 percent of income in the worst period. The framework proposed in this article attains a stricter concentration goal of 460 ppm CO2 but only by loosening the political constraints.
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We investigate whether leading indicators can help explain the cross-country incidence of the 2008–09 financial crisis. Rather than looking for indicators with specific relevance to the recent crisis, the selection of variables is driven by an extensive review of more than eighty papers from the previous literature on early warning indicators. Our motivation is to address suspicions that indicators found to be useful predictors in one round of crises are typically not useful to predict the next round. The review suggests that central bank reserves and past movements in the real exchange rate were the two leading indicators that had proven the most useful in explaining crisis incidence across different countries and episodes in the past. For the 2008–09 crisis, we use six different variables to measure crisis incidence: drops in GDP and industrial production, currency depreciation, stock market performance, reserve losses, and participation in an IMF program. We find that the level of reserves in 2007 appears as a consistent and statistically significant leading indicator of who got hit by the 2008–09 crisis, in line with the conclusions of the pre-2008 literature. In addition to reserves, recent real appreciation is a statistically significant predictor of devaluation and of a measure of exchange market pressure during the current crisis. We define the period of the global financial shock as running from late 2008 to early 2009, which probably explains why we find stronger results than earlier papers such as Obstfeld et al. (2009, 2010) and Rose and Spiegel (2009a,b, 2010, 2011) which use annual data.
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