Research Library

Kroth, Verena. 2012. “Political Budget Cycles And Intergovernmental Transfers In A Dominant Party Framework: Empirical Evidence From South Africa”.Abstract
This paper tests the theory of context-conditional political budget cycles in South Africa’s dominant party framework and demonstrates that the central government has both an incentive and the ability to implement PBCs on the subnational level. Using a unique panel dataset comprising South Africa’s nine provinces over the period 1995–2010 generates two main results: First, provinces where the national ruling party faces greater electoral competition receive higher per capita transfers in the year before an election. Second, this increase is driven by the conditional grant, which is the non- formula-based component of total the intergovernmental transfer. The ability to implement political budget cycles is successfully constrained when it comes to the formula-based equitable share component of the total transfer for which no evidence of electorally-induced funding is found. Overall, the results suggest that even in a dominant party framework, political competition can function as an incentive to implement political budget cycles.
Sen, Amartya. 2012. “Sen Named Chevalier Scholar: Bestowed France’S Highest Public Decoration.” Harvard Gazette. Publisher's Version
Nathan, Noah, and Nahomi Ichino. 2012. “Do Primaries Improve Electoral Performance? Clientelism And Intra-Party Conflict In Ghana.” American Journal Of Political Science. American Journal of Political Science. Publisher's VersionAbstract
We consider the effect of legislative primaries on the electoral performance of political parties in a new democracy. While existing literature suggests that primaries may either hurt a party by selecting extremist candidates or improve performance by selecting high valence candidates or improving a party’s image, these mechanisms may not apply where clientelism is prevalent. A theory of primaries built on a logic of clientelism with intra-party conflict instead suggests different effects of legislative primaries for ruling and opposition parties, as well as spillover effects for presidential elections. Using matching with an original dataset on Ghana, we find evidence of a primary bonus for the opposition party and a primary penalty for the ruling party in the legislative election, while legislative primaries improve performance in the presidential election in some constituencies for both parties.
A previous version of this publication can be found in our WCFIA Working Paper collection:
Huntington, Lucia. 2012. “Election Reflection By Dukakis.” Harvard Gazette. Publisher's Version
Airoldi, Adele. 2012. “The Eu And The Arctic: Which Way Forward?”.Abstract
The long-awaited joint communication by the Commission and the High Representative for Foreign Affairs and Security Policy “Developing a European Union Policy towards the Arctic Region: Progress since 2008 and next steps” was issued in July 2012, four years after the groundbreaking Commission communication on the EU and the Arctic region.The 2008 communication was a difficult effort to identify the EU’s potential role in the Arctic, building on a checkered variety of policies and actions. The declared aim was “to lead to a structured and coordinated approach to Arctic matters, as the first layer of an Arctic policy” for the EU, thus “opening new cooperation perspectives with the Arctic states, helping all of us to increase stability and to establish the right balance between the priority goal of preserving the Arctic environment and the need for sustainable use of resources.” That aim has yet to be achieved, as the language of 2012 reveals: “Taking a comprehensive approach to Arctic issues, this new Joint Communication underlines the need for a coherent, targeted EU approach towards the Arctic, building on the EU’s strengths, promoting responsible development while engaging more extensively in dialogue and cooperation with all Arctic stakeholders.”
Adele Airoldi is a Fellow of the Center who was in residence at Harvard in 1994-1995.Download PDF
Intimate Enemies: Violence and Reconciliation in Peru
Theidon, Kimberly S. 2012. Intimate Enemies: Violence And Reconciliation In Peru. University of Pennsylvania Press. Publisher's VersionAbstract
In the aftermath of a civil war, former enemies are left living side by side—and often the enemy is a son-in-law, a godfather, an old schoolmate, or the community that lies just across the valley. Though the internal conflict in Peru at the end of the twentieth century was incited and organized by insurgent Senderistas, the violence and destruction were carried out not only by Peruvian armed forces but also by civilians. In the wake of war, any given Peruvian community may consist of ex-Senderistas, current sympathizers, widows, orphans, army veterans—a volatile social landscape. These survivors, though fully aware of the potential danger posed by their neighbors, must nonetheless endeavor to live and labor alongside their intimate enemies.Drawing on years of research with communities in the highlands of Ayacucho, Kimberly Theidon explores how Peruvians are rebuilding both individual lives and collective existence following twenty years of armed conflict. Intimate Enemies recounts the stories and dialogues of Peruvian peasants and Theidon's own experiences to encompass the broad and varied range of conciliatory practices: customary law before and after the war, the practice of arrepentimiento (publicly confessing one's actions and requesting pardon from one's peers), a differentiation between forgiveness and reconciliation, and the importance of storytelling to make sense of the past and re-create moral order. The micropolitics of reconciliation in these communities present an example of postwar coexistence that deeply complicates the way we understand transitional justice, moral sensibilities, and social life in the aftermath of war. Any effort to understand post-conflict reconstruction must be attuned both to devastation as well as to human tenacity for life.
Mylonas, Harris. 2012. “Greek Left Embarks On Coalition Talks But No End Seen In Political Deadlock”. Publisher's Version
Bouras, Stelios, and Harris Mylonas. 2012. “As Athens's Woes Grow, Neo-Nazis Gain Clout”. Publisher's Version
Sen, Amartya. 2012. “The Crisis Of European Democracy”. Publisher's Version
Owen, Roger E. 2012. “Power, Personified.” Harvard Gazette. Publisher's Version
Domínguez, Jorge I. 2012. “U.s.-Mexican Relations In The Twenty-First Century.” In . Routledge. Publisher's VersionAbstract
Drawing on the research and experience of fifteen internationally recognized Latin America scholars, this insightful text presents an overview of inter-American relations during the first decade of the twenty-first century. This unique collection identifies broad changes in the international system that have had significant affects in the Western Hemisphere, including issues of politics and economics, the securitization of U.S. foreign policy, balancing U.S. primacy, the wider impact of the world beyond the Americas, especially the rise of China, and the complexities of relationships between neighbors.Contemporary U.S.-Latin American Relations focuses on the near-neighbors of the United States—Mexico, Cuba, the Caribbean and Central America—as well as the larger countries of South America - including Argentina, Brazil, Chile, Colombia, Peru, and Venezuela. Each chapter addresses a country’s relations with the United States, and each considers themes that are unique to that country’s bilateral relations as well as those themes that are more general to the relations of Latin America as a whole. This cohesive and accessible volume is required reading for Latin American politics students and scholars alike.
Integración Física Sudamericana
Duarte, Rosario Santa Gadea. 2012. Integración Física Sudamericana. Universidad del Pacifico. Publisher's VersionAbstract
Los temas centrales que aborda este libro son la infraestructura de transportes en una dimensión sudamericana; el desarrollo descentralizado y la relación con Brasil; y la puesta en valor de la ubicación estratégica del Perú en Sudamérica, de cara a la Cuenca del Pacífico, y su inserción internacional. La integración física se basa en un enfoque que parte del territorio para abordar los temas del desarrollo. Centrarse en este aspecto medular es la contribución más significativa que ha tenido la Iniciativa para la Integración de la Infraestructura Regional Suramericana (IIRSA). La noción clave es la de los Ejes de Integración y Desarrollo, que es analizada en profundidad en este volumen.
Ethnic Struggle, Coexistence, and Democratization in Eastern Europe
Stroschein, Sherrill. 2012. Ethnic Struggle, Coexistence, And Democratization In Eastern Europe. Cambridge University Press. Publisher's VersionAbstract
In societies divided on ethnic and religious lines, problems of democracy are magnified—particularly where groups are mobilized into parties. With the principle of majority rule, minorities should be less willing to endorse democratic institutions where their parties persistently lose elections. While such problems should also hamper transitions to democracy, several diverse Eastern European states have formed democracies even under these conditions. In this book, Sherrill Stroschein argues that sustained protest and contention by ethnic Hungarians in Romania and Slovakia brought concessions on policies that they could not achieve through the ballot box, in contrast to Transcarpathia, Ukraine. In Romania and Slovakia, contention during the 1990s made each group accustomed to each other's claims, and aware of the degree to which each could push its own. Ethnic contention became a de facto deliberative process that fostered a moderation of group stances, allowing democratic consolidation to slowly and organically take root.
The Rise and Fall of Arab Presidents for Life
Owen, Roger E. 2012. The Rise And Fall Of Arab Presidents For Life. Harvard University Press. Publisher's VersionAbstract
The monarchical presidential regimes that prevailed in the Arab world for so long looked as though they would last indefinitely—until events in Tunisia and Egypt made clear their time was up. The Rise and Fall of Arab Presidents for Life exposes for the first time the origins and dynamics of a governmental system that largely defined the Arab Middle East in the twentieth century.Presidents who rule for life have been a feature of the Arab world since independence. In the 1980s their regimes increasingly resembled monarchies as presidents took up residence in palaces and made every effort to ensure their sons would succeed them. Roger Owen explores the main features of the prototypical Arab monarchical regime: its household; its inner circle of corrupt cronies; and its attempts to create a popular legitimacy based on economic success, a manipulated constitution, managed elections, and information suppression.Why has the Arab world suffered such a concentration of permanent presidential government? Though post-Soviet Central Asia has also known monarchical presidencies, Owen argues that a significant reason is the “Arab demonstration effect,” whereby close ties across the Arab world have enabled ruling families to share management strategies and assistance. But this effect also explains why these presidencies all came under the same pressure to reform or go. Owen discusses the huge popular opposition the presidential systems engendered during the Arab Spring, and the political change that ensued, while also delineating the challenges the Arab revolutions face across the Middle East and North Africa.
Building Democracy in Japan
Haddad, Mary Alice. 2012. Building Democracy In Japan. Cambridge University Press. Publisher's VersionAbstract
How is democracy made real? How does an undemocratic country create new institutions and transform its polity such that democratic values and practices become integral parts of its political culture? These are some of the most pressing questions of our times, and they are the central inquiry of Building Democracy in Japan. Using the Japanese experience as starting point, this book develops a new approach to the study of democratization that examines state-society interactions as a country adjusts its existing political culture to accommodate new democratic values, institutions and practices. With reference to the country's history, the book focuses on how democracy is experienced in contemporary Japan, highlighting the important role of generational change in facilitating both gradual adjustments as well as dramatic transformation in Japanese politics.
Political Demography: How Population Changes Are Reshaping International Security and National Politics
Toft, Monica Duffy, Eric Kaufmann, and Jack A Goldstone. 2012. Political Demography: How Population Changes Are Reshaping International Security And National Politics. Paradigm Publishers. Publisher's VersionAbstract
The field of political demography—the politics of population change—is dramatically underrepresented in political science. At a time when demographic changes—aging in the rich world, youth bulges in the developing world, ethnic and religious shifts, migration, and urbanization—are waxing as never before, this neglect is especially glaring and starkly contrasts with the enormous interest coming from policymakers and the media. “Ten years ago, [demography] was hardly on the radar screen,” remarks Richard Jackson and Neil Howe of the Center for Strategic and International Studies, two contributors to this volume. “Today,” they continue, “it dominates almost any discussion of America’s long-term fiscal, economic, or foreign-policy direction.” Demography is the most predictable of the social sciences: children born in the last five years will be the new workers, voters, soldiers, and potential insurgents of 2025 and the political elites of the 2050s. Whether in the West or the developing world, political scientists urgently need to understand the tectonics of demography in order to grasp the full context of today’s political developments. This book begins to fill the gap from a global and historical perspective and with the hope that scholars and policymakers will take its insights on board to develop enlightened policies for our collective future.
Puaschunder, Julia M. 2012. “Socio-Psychological Motives Of Socially Responsible Investors”.Abstract
The 2008/09 World Financial Crisis underlined the importance of social responsibility for the sustainable functioning of economic markets. Heralding an age of novel heterodox economic thinking, the call for integrating social facets into mainstream economic models has reached unprecedented momentum. Financial Social Responsibility bridges the finance world with society in socially conscientious investments. Socially Responsible Investment (SRI) integrates corporate social responsibility in investment choices. In the aftermath of the 2008/09 World Financial Crisis, SRI is an idea whose time has come. Socially conscientious asset allocation styles add to expected yield and volatility of securities social, environmental and institutional considerations. In screenings, shareholder advocacy, community investing, social venture capital funding and political divestiture, socially conscientious investors hone their interest to align financial profit maximization strategies with social concerns. In a long history of classic finance theory having blacked out moral and ethical considerations of investment decision making, our knowledge of socio-economic motives for SRI is limited. Apart from economic profitability calculus and strategic leadership advantages, this article sheds light on socio-psychological motives underlying SRI. Altruism, need for innovation and entrepreneurial zest alongside utility derived from social status enhancement prospects and transparency may steer investors’ social conscientiousness. Self-enhancement and social expression of future-oriented SRI options may supplement profit maximization goals. Theoretically introducing potential SRI motives serves as a first step towards an empirical validation of Financial Social Responsibility to improve the interplay of financial markets and the real economy. The pursuit of crisis-robust and sustainable financial markets through strengthened Financial Social Responsibility targets at creating lasting societal value for this generation and the following.
Domínguez, Jorge I. 2012. “The Blessings Of Troubles: Scholarly Innovation In Response To Latin America's Challenges.” In . Taylor and Francis. Publisher's VersionAbstract
Latin America has been one of the critical areas in the study of comparative politics. The region’s experiments with installing and deepening democracy and promoting alternative modes of economic development have generated intriguing and enduring empirical puzzles. In turn, Latin America’s challenges continue to spawn original and vital work on central questions in comparative politics: about the origins of democracy; about the relationship between state and society; about the nature of citizenship; about the balance between state and market. The richness and diversity of the study of Latin American politics makes it hard to stay abreast of the developments in the many sub-literatures of the field. The Routledge Handbook of Latin American Politics offers an intellectually rigorous overview of the state of the field and a thoughtful guide to the direction of future scholarship. Kingstone and Yashar bring together the leading figures in the study of Latin America to present extensive empirical coverage, new original research, and a cutting-edge examination of the central areas of inquiry in the region.
Friedman, Thomas L, James A Robinson, and Daron Acemoglu. 2012. “Why Nations Fail”. Publisher's Version
Grietens, Sheena Chestnut. 2012. “A North Korean Corleone”. Publisher's VersionAbstract
What kind of deal do you make with a 20-something who just inherited not only a country, but also the mantle of one of the world’s most sophisticated crime families? When Kim Jong-un, who is thought to be 28 or 29, became North Korea’s leader in December after the death of his father, Kim Jong-il, he became the de facto head of a mafia state. How the new leader combines the roles of head of state and mafia don will influence the regime’s future behavior. Crime bosses have different incentives, and dealing with them requires different policies. And any deal—including last week’s agreement by North Korea to suspend its nuclear program in exchange for American food aid - will eventually falter if that reality is ignored. Kim Jong-un confronts the same problem faced by every dictator: how to generate enough money to pay off the small group of elite supporters—army generals, party and family—who keep him in power. Other autocrats use oil wealth or parcel out whole industries to cronies. But whoever rules North Korea has less to work with than most. The country defaulted in the 1970s, losing access to international credit, and Soviet subsidies ended with the cold war. In the 1990s, the founder and “eternal president,” Kim Il-sung, died just as a series of natural disasters devastated food production. The country has been an economic and humanitarian basket case ever since. Kim Jong-il, who began training to run the country in the 1970s and inherited it after his father’s death, came up with an unconventional solution: state-sponsored organized crime. Counterfeit cigarettes and medicine, drugs, insurance fraud, fake money, trafficking people and endangered species - for decades, the Kim regime has done it all. Its operations became so extensive and well coordinated that American officials nicknamed it the “Soprano state,” after the hit HBO television series. In the 1970s, after the default, North Korea used diplomats as drug mules to keep embassies running. When that got them kicked out of multiple countries and the economy tanked in the 1990s, Kim Jong-il began producing drugs at home, thereby avoiding a major cost plaguing drug lords elsewhere: law enforcement.He managed these operations through Bureau 39, a mysterious office under the Central Committee of the Korean Workers’ Party. But to create plausible deniability, he outsourced distribution to Russian mafia, Japanese yakuza and Chinese triad gangs, who met North Korean military forces for drug drops at sea. The regime also manufactured the world’s best counterfeit dollars - so good that they reportedly forced the Treasury to redesign the $100 bill - and used a crime ring connected to the Official Irish Republican Army, a Marxist offshoot of the I.R.A., to launder them in Europe. They even made fake Viagra. The Agreed Framework that froze North Korea’s nuclear program in October 1994 didn’t stop these activities; they actually increased. Despite its other benefits, the framework didn’t address the fundamental hard currency needs of the North Korean leadership. This criminal legacy means that Kim Jong-un has even more on his plate than one might think. In addition to running a country that is an economic and humanitarian disaster and a geopolitical hot spot, he also has to manage a global criminal racket. That’s a lot for any 20-something to handle. (As “Sopranos” fans know, A. J.’s taking over for Tony might not have been good for business.) Despite the seemingly stable transition so far, Kim Jong-un is under pressure. Elite party members who supported his father will be skeptical of his untested ability to fulfill his side of their cash-for-support bargain. And North Korea needs more money than usual this year to celebrate the anniversaries of Kim Il-sung and Kim Jong-il. (In the '70s, one of the first things Kim Jong-il used foreign currency for was a campaign to glorify his father.) Any sign that Kim Jong-un can’t satisfy supporters could crack the facade of elite solidarity. What’s an aspiring kingpin to do? First, find the money. Kim Jong-un seems to have done that. One of the last photos released of Kim Jong-il shows him riding a supermarket escalator. Behind him are Kim Jong-un and Jon Il-chun, manager of the infamous Bureau 39.Second, control the people who earn the money. Illicit activity brings the risk of freelancing, especially when you’re forced to let others do the distribution. As North Korea outsourced the drug trade, its profit margins dropped—and more and more insiders skimmed off the system to line their pockets. Today, reports indicate that methamphetamine is widely used in North Korea (partly because it dulls hunger pains), and the state is cracking down on the trade it once monopolized. Even Kim Jong-il couldn’t maintain perfect control and had to send operatives abroad to retrieve misbehaving agents. These are delicate tasks easily botched by a novice.Finally, keep the money coming. Criminal activity was never North Korea’s ultimate objective; the aim was always hard currency. Kim Jong-un needs cash without political conditions to stay in power. But there aren’t many good options for getting it these days, which is why North Korea is likely to pursue new and expanded forms of illicit activity. Criminal activities are attractive because other sources of money have strings attached. Remittances from defectors, which have risen recently, don’t go to leaders, and they let in information. North Korea could bank on economic reform or Chinese aid, but reform won’t necessarily provide money for the elite, and aid makes Pyongyang uneasily dependent on Chinese patronage. The cardinal fear of national security experts—which partly motivated last week’s agreement - is that Pyongyang will make money through nuclear proliferation. After all, North Korea is alleged to have helped build the Syrian nuclear reactor that Israel destroyed in 2007. But it may be hard for North Korea to find a buyer; tests of its plutonium warheads have been a questionable technical success, and their uranium-enrichment program may not be advanced enough to make them an attractive seller. That leaves crime. Last week’s deal does not change the probability that North Korea will engage in it. And new lines of business probably won’t look like the old ones; North Korea’s schemes are creative and highly adaptable. When drugs and counterfeit dollars got too much exposure, the regime shifted toward cigarettes and insurance fraud. Last summer, South Korean authorities discovered North Korea’s involvement in a hacking ring that exploited online gaming sites to win points and exchange them for cash, making $6 million in two years. Given that cybercriminals across the world gross over $100 billion annually, a country with decent cyberwarfare capabilities could probably do well for itself.Or could North Korea go legit? Publicly at least, there haven’t been major seizures of its drugs or counterfeit currency in several years, leading analysts to speculate that targeting the country’s illicit finances successfully crippled those particular earning schemes. And Kim Jong-il’s death does give North Korea an opportunity to get out of the game.BUT legitimacy won’t solve Kim Jong-un’s problem. Right now his survival is guaranteed by hard currency, and the best source of it is illicit activity. That’s why previous American efforts sought to shut off these activities: to convince the regime it had to reform itself to survive. That didn’t go quite far enough. Shutting down those activities works only so long as North Korea can’t find new ones. The key to survival was not any one illicit activity but the ability to adapt from one to another—an ability that, with Kim Jong-il gone, likely rests with just a few trusted people. Those people, their loyalties and their relationships are now Kim Jong-un’s biggest vulnerability. If North Korea loses its capacity to adapt, it will lose the ability to make money illicitly—and will have to choose reform. For America to make successful deals with North Korea, we must first grasp that its leader faces not just a dictator’s problems, but those of a mafia boss. And if you make a deal with the Godfather, you must not overlook the interests of the consigliere standing behind him.