Publications

2009
Frankel, Jeffrey. 2009. Addressing the Leakage/Competitiveness Issue in Climate Change Policy Proposals.Abstract
We will likely see increasing efforts to minimize leakage of carbon to non-participating countries and to address concerns on behalf of the competitiveness of carbon-intensive industry. Environmentalists on one side and free traders on the other side fear that border measures such as tariffs or permit-requirements against imports of carbon-intensive products will collide with the WTO. There need not necessarily be a conflict, if the measures are designed sensibly. There are precedents—the shrimp-turtle case and the Montreal Protocol—that could justify border measures to avoid undermining the Kyoto Protocol or its successors, if the measures are carefully designed. But if the design is dominated by politics, as is likely, import penalties are likely to run afoul of the WTO, to distort trade, and perhaps even to fail in the goal of preventing leakage. Border measures should follow principles along the following lines:
  • They should follow guidelines multilaterally-agreed by countries participating in the emission targets of the Kyoto Protocol and/or its successors, against countries that are not doing so, rather than being applied unilaterally or by non-participants
  • Measures to address leakage to non-members can take the form of either tariffs or permit-requirements on carbon-intensive imports; they should not take the form of subsidies to domestic sectors that are considered to have been put at a competitive disadvantage
  • Independent panels of experts, not politicians, should be responsible for judgments as to findings of fact—what countries are complying or not, what industries are involved and what is their carbon content, what countries are entitled to respond with border measures, or the nature of the response
  • Import penalties should target fossil fuels and a half dozen or so of the most energy-intensive major industries—perhaps aluminum, cement, steel, paper, glass, iron and chemicals—rather than penalizing industries that are further removed from the carbon-intensive activity, such as firms that use inputs produced in an energy-intensive process
Forthcoming in Climate Change, Trade and Investment: Is a Collision Inevitable? edited by Lael Brainard. Washington, DC: Brookings Institution Press, 2009. This version revised, March 31, 2009.Download PDF
Frankel, Jeffrey. 2009. The Estimated Trade Effects of the Euro: Why Are They Below Those From Historical Monetary Unions Among Smaller Countries?.Abstract
Andy Rose (2000), followed by many others, has used the gravity model of bilateral trade on a large data set to estimate the trade effects of monetary unions among small countries. The finding has been large estimates: Trade among members seems to double or triple, that is, to increase by 100-200%. After the advent of EMU in 1999, Micco, Ordoñez and Stein and others used the gravity model on a much smaller data set to estimate the effects of the euro on trade among its members. The estimates tend to be statistically significant, but far smaller in magnitude: on the order of 10-20% during the first four years. What explains the discrepancy? This paper seeks to address two questions. First, do the effects on intra-euroland trade that were estimated in the euro’s first four years hold up in the second four years? The answer is yes. Second, and more complicated, what is the reason for the big discrepancy vis-à-vis other currency unions? We investigate three prominent possible explanations for the gap between 15% and 200%. First, lags. The euro is still very young. Second, size. The European countries are much bigger on average than most of those who had formed currency unions in the past. Third, endogeneity of the decision to adopt an institutional currency link. Perhaps the high correlations estimated in earlier studies were spurious, an artifact of reverse causality. We test the hypotheses regarding lags and size directly; and we address the endogeneity problem by means of a natural experiment involving trade between the CFA countries of Africa and the euro countries of Europe. Contrary to expectations, we find little evidence that any of these factors explains a substantial share of the gap, let alone all of it.
Presented at NBER conference "Europe and the Euro," October 17-18, 2008.Download PDF
Reich, Michael R, and Laura J Frost. 2009. How Do Good Health Technologies Get to Poor People in Poor Countries?. Harvard University Press. WebsiteAbstract
Many people in developing countries lack access to health technologies, even basic ones. Why do these problems in access persist? What can be done to improve access to good health technologies, especially for poor people in poor countries?This book answers those questions by developing a comprehensive analytical framework for access and examining six case studies. Access to health technologies in poor countries is shaped by social, economic, political, and cultural processes. To understand those processes, the authors develop an analytic framework based on four A's—Architecture, Availability, Affordability, and Adoption. The book applies this approach to explain why some health technologies achieved more access than others. The technologies include praziquantel (for the treatment of schistosomiasis), hepatitis B vaccine, malaria rapid diagnostic tests, vaccine vial monitors for temperature exposure, the Norplant implant contraceptive, and female condoms. The book is based on research studies commissioned by the Bill & Melinda Gates Foundation.The book is available in its entirety for download at Access.
Reich, Michael R, and Keizo Takemi. 2009. G8 and Strengthening of Health Systems: Follow-up to the Toyako Summit. The Lancet. WebsiteAbstract
The 2008 G8 summit in Toyako, Japan, produced a strong commitment for collective action to strengthen health systems in developing countries, indicating Japan’s leadership on, and the G8’s increasing engagement with, global health policy. This paper describes the context for the G8’s role in global health architecture and analyses three key components—financing, information, and the health workforce—that affect the performance of health systems. We propose recommendations for actions by G8 leaders to strengthen health systems by making the most effective use of existing resources and increasing available resources. We recommend increased attention by G8 leaders to country capacity and country ownership in policy making and implementation. The G8 should also implement a yearly review for actions in this area, so that changes in health-system performance can be monitored and better understood.
Kaiser, Karl. 2009. An alternative to NATO membership. WebsiteAbstract
NATO membership for Georgia and Ukraine is not a realistic possibility, no matter what the Atlantic alliance may say about their potential in principle, as it did at the last two summit meetings. That alternative has been closed, not because some NATO members—notably France and Germany—fractiously opposed an unpopular Bush administration in its enlargement drive, but for deeper structural reasons. First, domestic conditions speak against membership. The reckless engagement with a superior Russian military by Georgia's president, Mikheil Saakashvili, although he had been thoroughly briefed by the United States about the Russian potential, demonstrated to NATO how bad leadership in combination with a very old conflict can drag the Atlantic alliance into a war it does not want.In Ukraine there is no majority support for membership among the general population; indeed, in the eastern part of the country there is strong opposition. If ever the leadership were to force this issue it would risk a deep split, with potentially disastrous consequences for the integrity of Ukraine.Second, contrary to the expectations at the end of the Cold War, large-scale conventional warfare in Europe has reappeared as a threatening possibility. The worst possible scenario for NATO would be that the alliance would be unable to defend an ally under Article V because of lack of political will (even now the majority of people in some NATO countries do not support going to war over Central European members), or for military reasons—as would be the case for Georgia and Ukraine under the present circumstances. This would expose NATO as a paper tiger and cause it to loose the essence of its credibility and meaning. Third, Russia's relations with the West have reached their lowest point since the end of the Cold War. The enlargement of NATO, the breakdown of strategic and conventional arms control, the installment of missile defenses in Central Europe, and the West's failure to consult Russia on issues it considers vital to its interests, have created a concoction of resentment and perceptions of not being treated as a major power.Georgian and Ukrainian membership in NATO represents a red line that gives them disproportionate significance. The West has to take this into account if it wants to improve the situation in Europe and regain Russia as a partner in global affairs.Georgia and Ukraine deserve and will get substantial aid from NATO and the European Union. But it makes little sense to address their long-term security problems separately since they are part of the necessary overhaul of the West's Russia policy that the Obama administration has promised and the European Allies eagerly await. Such an overhaul would have to include, among other things, strategic arms control, a nonproliferation policy and missile defense.As far as Georgia and Ukraine are concerned, two items are central to the alleviation of their problems. First, a general dialogue between the West and Russia is necessary in order to review the problems of European security and develop approaches that could improve the overall situation. Presidents Dmitri Medvedev of Russia and Nicolas Sarkozy of France have supported such an idea with the quiet and explicit approval of many European governments.Second, the military security of both countries can be addressed by reviving the Treaty on Conventional Forces in Europe. The treaty was concluded in 1990 and adapted to changed circumstances with an additional agreement in 1999. It has the advantage of providing for upper limits to conventional forces in geographic zones, for the destruction of equipment, for inspections, and rules for stationing foreign troops.To be sure, the treaty is now blocked by linked conditionality of NATO and Russia and has been suspended by Russia, and is, of course, no panacea. Problems left to themselves for two decades must be dealt with. But reopening conventional arms control in Europe offers a chance to address the concrete security problems of Georgia and Ukraine (as well as of other European countries) and become part of a hopefully constructive redefinition of the West's relationship with Russia.
Frieden, Jeffry. 2009. Avoiding the worst: International economic cooperation and domestic politics. WebsiteAbstract
If the crisis turns into a new Great Depression, it will most likely be due to a breakdown of cooperation among the major economies. But sustaining international cooperation requires domestic support; ignoring the demands of poor and middle-class citizens for relief will inflame more extreme anti-globalisation views, making international cooperation much more difficult.If the current crisis turns into a disaster on the order of the Great Depression, it will most likely be due to a breakdown of cooperation among the major economies. The history of the modern world economy—and especially of its collapse in the 1930s—makes clear that the principal powers have to work together if they are to maintain an integrated international economic order. International cooperation needs domestic support for opennessYet governments are only able to make the sacrifices necessary to sustain international cooperation if they can rely, in turn, on domestic political support for an open world economy. National publics unconvinced of the value of international integration will not back policies—often costly and difficult policies—to maintain it. This can lead—again, as in the 1930s—to a perverse process in which global economic failure undermines support for economic openness, which leads governments to pursue uncooperative policies, which further weakens the global economy. On both dimensions, international and domestic, we are in trouble. So far, despite high-sounding internationalist rhetoric, governments have responded to the crisis with policies that take little account of their impact on other nations. And the crisis has dramatically reduced domestic public support for globalisation, and for national policies to sustain it.Why reasonable governments do unreasonable thingsOn the international dimension, the threat is not so much of explicit protectionism but rather of nationally specific policies that impose costs on others, directly or indirectly.These beggar-thy-neighbour policies are not normally the result of some inexplicable bloody-mindedness on the part of venal governments, or of purposeful antagonism toward rivals. They are, instead, desperate attempts to defend national economies from gathering storms. But they impose negative externalities on other countries, and in so doing can provoke hostile reactions that can drag all parties concerned into bitter conflict.Not out of arrogant nationalism but out of domestic desperationDomestic constituents demand action, and governments have to respond, even at the expense of international cooperation. This can easily lead down a path toward conflict. Financial intervention to restore liquidity or solvency to the banking system can come at the expense of financial partners, sucking funds out of neighbours.The early-October Irish blanket deposit guarantee, implemented with the perfectly understandable goal of avoiding a bank panic in a small and vulnerable economy, nearly induced a run on British banks as British depositors rushed to transfer funds from British to Irish banks. The current American financial bailout is drawing capital from the rest of the world—including from emerging markets that urgently need it—not out of arrogant nationalism but out of domestic desperation. And the buy-American provisions of the current stimulus package demonstrate the ease with which well-intentioned policies can turn into uncooperative predation. The range of policies of this type—sincere national initiatives with counter-productive international implications—is virtually endless. Negative externalities galoreSupport for troubled national firms can turn into anti-competitive subsidies to national champions. Currency depreciation, a common recommendation for difficult times, can put competitive pressure on trading partners, leading to round after round of "competitive devaluations." Debt-averse governments can limit the size of their fiscal stimulus, thereby free riding on the deficit spending of neighbours. Countries with intolerable foreign debt burdens can seek debt write-downs that further cripple creditor-country financial markets. And all of these can interact to create powerful protectionist pressures. One country’s fiscal stimulus can "leak" into a neighbour, draw in a surge of imports from the neighbour, and provoke a bitter protectionist backlash.Even with the best of intentions, governments can act in ways that drive wedges among countries, block cooperative responses to the crisis, and ultimately make everyone worse off. And despite today’s flowery rhetoric, there is little evidence that national policymakers are willing or able to take into account the international implications of their actions. If this pattern continues, it will be a major obstacle to a rapid recovery.Will anyone speak for the rest of the world? National governments rarely consider global consequences, because their constituents are domestic and national publics are very skeptical about the contemporary world economy.Even before the crisis hit, there had been real erosion in popular support for globalisation. Economic integration has come to be associated with job losses, competitive pressures, and a worsening of income distribution in developed and developing countries alike. Nearly universally, the lower registers of the income distribution are most dubious about the benefits of international economic integration, and these doubts are particularly widespread in more unequal societies.The crisis has heightened suspicion of a world economy that appears to be the source of much of our current predicament. There is increasing resentment that the expansion of the past ten years primarily helped the wealthy, while the poor and middle classes are being asked to sacrifice to deal with the hangover of the binge. This is coupled with similar resentment that governments appear to privilege the concerns of international banks and corporations. There is an advancing popular view that insulation will help reinforce national attempts to deal with the crisis.National publics will increasingly resist making national sacrifices in order to honour international economic obligations. Meanwhile, concentrated interests who support globalisation—such as the international financial and corporate sectors—have been undermined by international economic weakness. Broad popular sentiment is increasingly widespread and powerful that national responses to the crisis must take priority over international obligations. Attention must be paid: Crisis’s impact on income distribution The impact of the crisis on income distribution cannot be ignored, for it will determine much of the politics of government responses to the crisis. Ignoring the demands of poor and middle-class citizens for relief will inflame more extreme anti-globalisation views, making international cooperation that much more difficult.These two dimensions, the international and the domestic, are closely interrelated. The less domestic support there is for globalisation, the harder it will be for national governments to reach cooperative agreements with partners. The less international cooperation there is, the greater the likelihood of a deterioration in the global economy. As in the 1930s, beggar-thy-neighbour policies, distributional conflicts, and international economic stagnation could feed on each other in a downward dance.  Into the maelstrom?Governments have to act consciously to counteract this dismal possibilityAt the domestic level, governments need to work out an equitable and politically sustainable allocation of austerity across the population. This means ensuring that those sectors of society hit hardest by the crisis are not also the ones asked to bear the stiffest sacrifices. Societies with existing social safety nets will have to expand them and make sure they work for wider segments of the population than they were planned. Countries with weak or non-existent social programs for the victims of crises such as this will have to create them, and quickly. By the same token, basic principles of equity—and even more basic political realities—demand that those who received the main benefits of the boom have to bear their share of the costs of the bust. Governments that ignore the social and distributional implications of the crisis are likely to find themselves either driven toward extreme and counter-productive policies, or swept away.Even sustaining existing social programs is extraordinarily difficult in such hard times. This is true of all governments, which face powerful fiscal pressures as tax revenues dry up and demands for spending soar. The difficulties are especially challenging for developing countries, many of which have lost whatever access they may have had to external sources of capital. Yet governments that do not provide effective relief to those hardest hit by the crisis face the prospect of dramatically increased social and political strife, which will only deepen the disaster.At the international level, governments need to work just as consciously to coordinate not just words, but actions. This will not happen of its own accord. So far, the solidarity of OECD central bankers has been impressive. However, this builds upon a long-standing tradition of the solidarity of central bankers, and upon decades of institutionalised collaboration, and can only take us a very short part of the way. There is nothing analogous on other dimensions.The free interplay of government policies will not spontaneously bring forth international cooperationCollaboration among governments has to be intended, designed, and monitored. This almost certainly requires some international institutional framework, some set of agreed-upon rules and ways of enforcing them. The governments of the major economic centers need to consult regularly on the international dimensions of the crisis, and of its resolution. They need to hold each other to account, and they need some reasonably independent mechanism to identify policies that risk driving governments toward conflict rather than mutual assistance. Other foreign policy goals can and should be linked to supportive efforts on the economic front.ConclusionIf governments do not pay real attention to the domestic distributional impact of the emergency, and to the international implications of their national policies, the current calamity will feed on itself. The Great Depression of the 1930s was more a failure of national policy, and of international cooperation, than it was a failure of markets. Success in confronting the current crisis will similarly depend on socially responsive and viable national policies, and on globally responsive and viable international cooperation.Editors' note: This column is a Lead Commentary on Vox's Global Crisis Debate page; see further discussion on Vox’s Global Crisis Debate page.ReferencesFrieden, Jeffry A. 2006. Global Capitalism: Its Fall and Rise in the Twentieth Century. W.W. Norton.Frieden, Jeffry. 2007. "Will Global Capitalism Fall Again?" Bruegel Essay and Lecture Series (Brussels: Bruegel, 2007).Frieden, Jeffry. 2008. "Global Governance of Global Monetary Relations: Rationale and Feasibility." Economics. Discussion Paper number 2008-32.
Martin, Lenore G. 2009. A Stimulus Package for Reviving the Peace Process. WebsiteAbstract
The recently enacted stimulus package for reviving the worst U.S. economic recession in decades should serve as a model for reviving the Palestinian-Israeli peace process. The peace process has been in its own recession since the failure of the Taba talks in January 2001. The steady expansion of Israeli settlements in the West Bank has deepened that recession. By all accounts, Israeli settlements block the implementation of a two-state solution to the Palestinian-Israeli dispute. The stimulus package should consist of a multi-billion dollar international fund with a first priority of reversing the growth of Israeli settlements and financing the resettlement of Israelis from the West Bank essentially within the 1967 borders. The next application of the fund will be to house Palestinians in the vacant Israeli settlements. The ultimate goal of the stimulus package will be the creation of an economically viable Palestinian state. This proposal will go a long way to ending the occupation, changing the oppressive conditions the Palestinians are enduring and moving towards peace with an Israeli State and a Palestinian State.Consistent with the Obama Administration's declared objective of engaging in multilateral diplomacy to address troublesome international political issues, the United States should be the lead investor in the fund. Washington should then invite substantial contributions from other parties that have an interest in the peace process, including the Arab League, the European Union, and Russia.The stimulus package should not encourage another Israeli "unilateral" move, as in Ariel Sharon's withdrawal from Gaza. The package should stimulate a negotiating process that will create new "facts on the ground" that are conducive to the resolution of the "final status" issues. Negotiations over the application of the fund will not be easy. For example, with the assistance of the fund managers the Palestinian Authority under Abu Mazen's leadership and representatives of the next Israeli government will need to work out the details of removing Israeli road blocks to enable Palestinian goods and people to move throughout the West Bank. The parties will also need to negotiate maintaining Israel's security including the movement of IDF forces in and through the West Bank while enabling the Palestinians to extend local security into the former settlements where Palestinians should be settling.The Obama Administration has already signaled to Israelis, Palestinians and the international community that it is willing to dedicate U.S. prestige as well as resources to reviving Palestinian-Israeli peace negotiations. The American "dream team" for this effort includes former Senator George Mitchell, who brings to the negotiating table his reputation as the proponent of the Good Friday Peace Agreement that resolved the intractable ethnic/religious conflict in Northern Ireland. It also includes Secretary of State Hilary Clinton, whose husband, former President Bill Clinton proposed the "Clinton parameters" which could serve as the forerunner of a potential resolution of the intractable Palestinian-Israeli dispute. Establishing the international stimulus package as soon as possible would be a good way to put the dream team and a tangible demonstration of the U.S. commitment to ending the "recession" in the peace process.No one doubts that there will be potentially violent opposition to the resettlement of Israelis from the West Bank. Extremist factions from Hamas and Islamic Jihad on the one side and religious nationalist settlers on the other will seek to sabotage the stimulus by violent attacks. However, as in the treatment of the "toxic assets" that have contributed to the economic recession, the promoters of the economic stimulus should not let violent extremists poison the political stimulus to reviving peace negotiations.One can also expect vociferous opposition to the stimulus package from Benjamin Netanyahu and his Likud party. In the campaign for the recent Israeli elections they loudly declared that they want to maintain the settlements and even allow their "natural expansion"- albeit without promoting the construction of new settlements. As a pre-condition to the negotiation of peace with the Palestinians, Netanyahu proposes the rapid development of the Palestinian economy. Glossed over in this proposal are the realities of the myriads of Israeli settlements throughout the West Bank and the numerous road blocks that serve to secure them, all of which impede the flow of people and goods that cripple Palestinian economic development.The United States can overcome such opposition by applying pressure to the next Israeli government, whether it be controlled by Likud or shared with Kadima. As a condition to the stimulus package Washington can insist that Israel should stop settlement construction and start the process of removing settlers from the West Bank. Appointing George Mitchell as special envoy to the Middle East was an indication to the Israelis of America's seriousness in insisting on this turnaround. Mitchell was the author of the 2001 Mitchell Report for then President Clinton that, among other things, stipulated that Israel should stop building settlements in the Occupied Territories.The speed with which President Obama has acted on the Palestinian-Israeli dispute makes it clear that he recognizes its resolution is in the national interest of the United States in order to restore American influence in the region, firm up U.S. alliances in the Arab world and stabilize the Middle East. An international stimulus package to revive peace negotiations would work towards achieving this goal. Resettling the West Bank settlers would halt the dynamic towards a one state outcome that will frustrate the national dreams of both Palestinians and Israelis. It will deny the extremists on both sides their claims to all of the land, claims that condemn the rest of the population to a never ending cycle of violence. It is good for the United States, Israel, the Palestinians, and our friends throughout the region.
Martin, Lenore G. 2009. Gaza sours Israel-Turkey relations. WebsiteAbstract
Inside Story: Gaza sours Israel-Turkey relationsAftershocks of the war on Gaza signal a possible rift between Israel and Turkey. Last month, at the World Economic Forum in Davos, Erdogan angrily accused Israeli president Shimon Peres of "knowing very well how to kill".He also criticised Israeli policies and actions towards the Palestinians, who he said lived in an "open-air prison." In response, Israeli Major General Avi Mizrahi was quoted as saying Turkey was not in a position to criticise Israel when it stations troops in northern Cyprus. He also accused Turkey of repressing its Kurdish minority and massacring Armenians during World War one.Where does the relationship between Israel and Turkey currently stand? Israel and Turkey have a strategic alliance tightened by military, diplomatic and political cooperation and often refer to themselves as the only democracies in the Middle East.They share a number of common interests. Both counties are largely dependent on the United States for security and are against the rise of Islamic radicalism.Turkey has provided considerable support to an isolated Israel in the Middle East. Turkey was the first majority Muslim country to recognise Israel as a state and it has built up more than $3 billion in annual trade with it.Has their relationship reached an unprecedented low and possibly a point of no return? Are there unknown causes behind this swift souring in their relationship? And is their long friendship in danger of collapsing? Inside Story presenter Imran Garda is joined by Umut Arik, a former Turkish ambassador and the secretary general of Turkey's Democratic Party; Ofra Bengio, a senior research fellow at the Dayan Center for Middle East and African Studies at Tel Aviv University, and Lenore Martin, a professor of political science at Emmanuel College and author of the book The Future of Turkish Foreign Policy.
2009. American Academy of Arts and Sciences Names Manela Visiting Scholar. WebsiteAbstract
Erez Manela, the Dunwalke Associate Professor of American History at Harvard University, is among eight individuals who have been awarded fellowships as part of the American Academy of Arts and Sciences' Visiting Scholars Program for 2009. The fellowship program supports scholars and practitioners in the early stages of their careers—both post-doctoral fellows and untenured junior faculty—who show potential of becoming leaders in the humanities, policy studies, and social sciences. "Fellowships in the humanities and social sciences are limited," noted Academy Chief Executive Officer Leslie Berlowitz. "Our experience shows that these types of fellowships can be a significant factor in developing the careers of new scholars."During his residency in Cambridge, Manela will be working on a project titled, "The Eradication of Smallpox: An International History." The project is a study of the World Health Organization’s Global Smallpox Eradication Program, which provides insight into the history of the Cold War, postcolonial international relations, the role of transnational organizations in globalization, and the development of modern medicine and international public health. Manela directs undergraduate programs at the Weatherhead Center for International Affairs at Harvard and authored The Wilsonian Moment: Self-Determination and the International Origins of Anticolonial Nationalism (Oxford University Press, 2007). He received his PhD from Yale University and his undergraduate degree from Hebrew University in Jerusalem.The Academy fellowships combine the scholars' individual research with participation in the many ongoing programs and activities at the Academy, including the opportunity to interact with Academy Fellows, who bring an unparalleled wealth of knowledge from diverse scholarly and professional backgrounds."The Academy’s Visiting Scholars Program gives emerging scholars the chance to engage in studies of complex social and intellectual issues in an environment that is both interdisciplinary and intergenerational," Berlowitz added. Launched in 2002, the Visiting Scholars Program is co-chaired by Patricia Meyer Spacks, former President of the Academy, and Edgar F. Shannon Professor of English Emerita at the University of Virginia.During the program's first six years, 53 emerging academic leaders have participated. They have gone on to secure teaching and research positions at Columbia, Harvard, Northwestern, Yale, Case Western Reserve, and Boston universities, among others, and have used their residency at the Academy to complete more than 40 books and numerous articles.
Theidon, Kimberly S. 2009. Practicing Peace, Living with War: Going Upriver in Colombia.Abstract
It is disconcerting to share a hotel room with someone who needs to tell you in detail how he learned to use a machete to chop the human body up into unrecognizable chunks of flesh. Vladimiro's military training showed not only in his butchering prowess, but also in his upright posture, an odd juxtaposition of perfect etiquette and lethal brutality. A friend had brought Valdimiro by my hotel in Apartadó, knowing my colleague and I were interested in interviewing members of Colombia's paramilitary forces. Although Vladimiro arrived in civilian clothing, the phone call from the hotel receptionist made clear that he needed no uniform in order to inspire fear. "You are needed down here," she tersely informed me. When I walked down the stairs into the lobby, the three hotel employees behind the main desk all made a point of being intensely involved in their paperwork and sweeping, never looking up as I shook hands with Vladimiro and invited him and my friend Jefferson upstairs. I glanced back over my shoulder—their tasks continued to be riveting.
Liviatan, Ofrit. 2009. The Impact of Alternative Constitutional Regimes on Religious Freedom in Canada and England. Boston College International and Comparative Law Review. WebsiteAbstract
This article examines whether the global trend of codifying rights in entrenched bills accompanied by judicial review to broaden rights protection is justified. By comparing the religious freedom regimes in Canada and England, this article finds that although the Canadian constitutional transformation in the late twentieth century contributed to strengthening religious freedom, its overall effect has not been broader than the protection afforded by its primordial English statutory model. As such, the article challenges the ongoing legal debate over judicially enforced constitutional systems of rights. Proponents of such systems praise their extensive contribution to rights protection, while opponents warn against their obstructive impact on the separation of powers. This article concludes that both sides of the debate overstate their arguments by incorrectly presupposing the actual effects of a judicially enforced constitutional system of rights.
Alexander, Marcus, Matthew C Harding, and Carlos Lamarche. 2009. The Political Economy of Heterogeneous Development: Quantile Effects of Income and Education.Abstract
Does development lead to the establishment of more democratic institutions? The key to the puzzle, we argue, is the previously unrecognized fact that based on quantitative regime scores, countries over the past 50 years have clustered into two separate, very distinct, yet equally‐common stages of political development—authoritarian states with low levels of freedom on one side and democracies with liberal institutions on the other side of a bimodal distribution of political regimes. We develop a new empirical strategy—exploiting exogenous world economic factors and introducing new panel data estimators—that allows for the first time to estimate the effects of development as well as unobserved country effects in driving democracy at these different stages of political development. We find that income and education have the least effect on democracy when authoritarian regimes are consolidated and that only country effects, possibly accounting for institutional legacies, can lead to political development. Ironically, it is in highly democratic and wealthiest of nations that income and education start to play a role; however greater wealth and better educated citizenry can both help and hurt democracy depending again on what the country’s institutional legacies are. Far from accepting the notion that much of the developing world is cursed by unchanging and poor long‐run institutions, policy‐makers should take note that with democratization we also see country‐specific factors that in turn condition the difference income and education make for democracy.
Shepsle, Kenneth A, Torun Dewan, and Keith Dowding. 2009. Rational Choice Politics. SAGE Publications. WebsiteAbstract
The formal modeling techniques of rational choice theory have become central to the discipline of political science, for example with regard to the understanding of the working of legislatures, coalition governments, executive-bureaucracy relations, or electoral systems. The collection includes the very best work in this field, as well as an editors’ introduction to each volume that describes the importance of the articles and their place in political science.
  • Volume I: Social Choice and Equilibrium
  • Volume II: Voting, Elections and Electoral Systems
  • Volume III: Legislatures and Pressure Politics
  • Volume IV: Bureaucracy, Constitutional Arrangements and the State
(Four Volume Set)
Abdelal, Rawi E, Alastair Iain Johnston, Yoshiko Margaret Herrera, and Rose McDermott. 2009. Measuring Identity: A Guide for Social Scientists. Cambridge University Press. WebsiteAbstract
The concept of identity has become increasingly prominent in the social sciences and humanities. Analysis of the development of social identities is an important focus of scholarly research, and scholars using social identities as the building blocks of social, political, and economic life have attempted to account for a number of discrete outcomes by treating identities as causal factors. The dominant implication of the vast literature on identity is that social identities are among the most important social facts of the world in which we live. Abdelal, Herrera, Johnston, and McDermott have brought together leading scholars from a variety of disciplines to consider the conceptual and methodological challenges associated with treating identity as a variable, offer a synthetic theoretical framework, and demonstrate the possibilities offered by various methods of measurement. The book represents a collection of empirically-grounded theoretical discussions of a range of methodological techniques for the study of identities.
Garip, Filiz, and Sara Curran. 2009. Increasing Migration, Diverging Communities: Changing Character of Migrant Streams in Rural Thailand.Abstract
This paper studies how increasing migration changes the character of migrant streams in sending communities. Cumulative causation theory posits that past migration patterns determine future flows, as prior migrants provide resources, influence, or normative pressures that make individuals more likely to migrate. The theory implies uniform patterns of exponentially increasing migration flows that are decreas- ingly selective. Recent research identifies heterogeneity in the cumulative patterns and selectivity of migration in communities. We propose that this heterogeneity may be explained by the differential accessibility of previously accumulated migration experience. Multi-level, longitudinal migration data from 22 rural Thai communities allow us to measure the distribution of past experience as a proxy for its accessibility to community members. We find that migration becomes a less-selective process as migration experience accumulates, and migrants become increasingly diverse in socio-demographic characteristics. Yet, selectivity within migrant streams persists if migration experience is not uniformly distributed among, and hence not equally accessible to, all community members. The results confirm that the accumulation and distribution of prior migrants’ experiences distinctly shape future migration flows, and may lead to diverging cumulative patterns in communities over time.
Previous working paper version dated January 2003.Download PDF
2008
Bates, Robert H. 2008. When Things Fell Apart . Cambridge: Cambridge University Press. WebsiteAbstract
the later decades of the 20th century, Africa plunged into political chaos. States failed, governments became predators, and citizens took up arms. In When Things Fell Apart, Robert H. Bates advances an explanation of state failure in Africa. In so doing, he not only plumbs the depths of the continent's late-century tragedy, but also the logic of political order and the foundations of the state. This book covers a wide range of territory by drawing on materials from Rwanda, Sudan, Liberia, and Congo. Written to be accessible to the general reader, it is nonetheless a must-read for scholars and policy makers concerned with political conflict and state failure.
Rogoff, Kenneth S, and Carmen M Reinhart. 2008. Is the 2007 US Sub-Prime Financial Crisis So Different? An International Historical Comparison. American Economic Review 98, no. 2: 339-344. WebsiteAbstract
The first major financial crisis of the twenty-first century involves esoteric instruments, unaware regulators, and skittish investors. It also follows a well-trodden path laid down by centuries of financial folly. Is the “special” problem of sub-prime mortgages really different? Our examination of the longer historical record, which is part of a larger effort on currency and debt crises, finds stunning qualitative and quantitative parallels across a number of standard financial crisis indicators. To name a few, the run-up in US equity and housing prices that Graciela L. Kaminsky and Reinhart (1999) find to be the best leading indicators of crisis in countries experiencing large capital inflows closely tracks the average of the previous 18 post–World War II banking crises in industrial countries. So, too, does the inverted v-shape of real growth in the years prior to the crisis. Despite widespread concern about the effects on national debt of the tax cuts of the early 2000s, the run-up in US public debt is actually somewhat below the average of other crisis episodes. In contrast, the pattern of US current account deficits is markedly worse. At this juncture, the book is still open on how the current dislocations in the United States will play out. The precedent found in the aftermath of other episodes suggests that the strains can be quite severe, depending especially on the initial degree of trauma to the financial system (and to some extent, the policy response). The average drop in (real per capita) output growth is over 2 percent, and it typically takes two years to return to trend. For the five most catastrophic cases (which include episodes in Finland, Japan, Norway, Spain, and Sweden), the drop in annual output growth from peak to trough is over 5 percent, and growth remained well below pre-crisis trend even after three years. These more catastrophic cases, of course, mark the boundary that policymakers particularly want to avoid.
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Feldman, Noah. 2008. The Fall and Rise of the Islamic State. Princeton University Press. WebsiteAbstract
Perhaps no other Western writer has more deeply probed the bitter struggle in the Muslim world between the forces of religion and law and those of violence and lawlessness as Noah Feldman. His scholarship has defined the stakes in the Middle East today. Now, in this incisive book, Feldman tells the story behind the increasingly popular call for the establishment of the shari'a--the law of the traditional Islamic state - in the modern Muslim world. Western powers call it a threat to democracy. Islamist movements are winning elections on it. Terrorists use it to justify their crimes. What, then, is the shari'a? Given the severity of some of its provisions, why is it popular among Muslims? Can the Islamic state succeed - should it? Feldman reveals how the classical Islamic constitution governed through and was legitimated by law. He shows how executive power was balanced by the scholars who interpreted and administered the shari'a, and how this balance of power was finally destroyed by the tragically incomplete reforms of the modern era. The result has been the unchecked executive dominance that now distorts politics in so many Muslim states. Feldman argues that a modern Islamic state could provide political and legal justice to today's Muslims, but only if new institutions emerge that restore this constitutional balance of power. The Fall and Rise of the Islamic State gives us the sweeping history of the traditional Islamic constitution - its noble beginnings, its downfall, and the renewed promise it could hold for Muslims and Westerners alike.
Domínguez, Jorge I. 2008. Explaining Latin America’s Lagging Development in the Second Half of the Twentieth Century: Growth Strategies, Inequality, and E. In . Oxford University Press. WebsiteAbstract
In 1700, Latin America and British North America were roughly equal in economic terms. Yet over the next three centuries, the United States gradually pulled away from Latin America, and today the gap between the two is huge. Why did this happen? Was it culture? Geography? Economic policies? Natural resources? Differences in political development? The question has occupied scholars for decades, and the debate remains a hot one. In Falling Behind, Francis Fukuyama gathers together some of the world's leading scholars on the subject to explain the nature of the gap and how it came to be. Tracing the histories of development over the past four hundred years and focusing in particular on the policies of the last fifty years, the contributors conclude that while many factors are important, economic policies and political systems are at the root of the divide. While the gap is deeply rooted in history, there have been times when it closed a bit as a consequence of policies chosen in places ranging from Chile to Argentina. Bringing to light these policy success stories, Fukuyama and the contributors offer a way forward for Latin American nations and improve their prospects for economic growth and stable political development. Given that so many attribute the gap to either vast cultural differences or the consequences of U.S. economic domination, Falling Behind is sure to stir debate. And, given the pressing importance of the subject in light of economic globalization and the immigration debate, its expansive, in-depth portrait of the hemisphere's development will be a welcome intervention in the conversation.
King, Gary, and Federico Girosi. 2008. Demographic Forecasting. Princeton University Press. WebsiteAbstract
Demographic Forecasting introduces new statistical tools that can greatly improve forecasts of population death rates. Mortality forecasting is used in a wide variety of academic fields, and for policymaking in global health, social security and retirement planning, and other areas. Federico Girosi and Gary King provide an innovative framework for forecasting age-sex-country-cause-specific variables that makes it possible to incorporate more information than standard approaches. These new methods more generally make it possible to include different explanatory variables in a time-series regression for each cross section while still borrowing strength from one regression to improve the estimation of all. The authors show that many existing Bayesian models with explanatory variables use prior densities that incorrectly formalize prior knowledge, and they show how to avoid these problems. They also explain how to incorporate a great deal of demographic knowledge into models with many fewer adjustable parameters than classic Bayesian approaches, and develop models with Bayesian priors in the presence of partial prior ignorance. By showing how to include more information in statistical models, Demographic Forecasting carries broad statistical implications for social scientists, statisticians, demographers, public-health experts, policymakers, and industry analysts.