Publications

Forthcoming
Viterna, Jocelyn, and Cassandra Robertson. Forthcoming.

New Directions in the Sociology of Development

, Annual Review of Sociology 41. Download Paper
Simmons, Beth A, Volha Charnysh, and Paulette Lloyd. Forthcoming.

Frames and Consensus Formation in International Relations: The Case of Trafficking in Persons

, European Journal of International Relations.Abstract
This article examines the process of consensus formation by the international community on how to confront the problem of trafficking in persons. We analyze the corpus of UNGA Third Committee resolutions to show that (1) consensus around the issue of how to confront trafficking in persons has increased over time; and (2) the formation of this consensus depends on how the issue is framed. We test our argument by examining the characteristics of resolutions’ sponsors and discursive framing concepts such as crime, human rights, and the strength of enforcement language. We conclude that the consensus formation process in international relations is more aptly described as one of “accommodation” through issue linkage than a process of persuasion.
frame_and_consensus_eijr.pdf
Simmons, Beth A, and Richard A Nielsen. Forthcoming.

Rewards for Ratification:

Payoffs for Participating in the International Human Rights Regime?

, International Studies Quarterly.Abstract
Among the explanations for state ratification of human rights treaties, few are more common and widely accepted than the conjecture that states are rewarded for ratification by other states. These rewards are expected to come in the form of tangible benefits - foreign aid, trade, and investment - and intangible benefits such as praise, acceptance, and legitimacy. Surprisingly, these explanations for ratification have never been tested empirically. We summarize and clarify the theoretical underpinnings of "reward-for-ratification" theories and test these propositions empirically by looking for increased international aid, economic agreements and public praise and recognition following ratification of four prominent human rights treaties. We find almost no evidence that states can expect increased tangible or intangible rewards after ratification. Given the lack of empirical support, alternative explanations seem more appealing for understanding human rights treaty ratification.
Download Paper
Simmons, Beth, and Judith Kelley. Forthcoming.

Politics by Number: Indicators as Social Pressure in International Relations

, American Journal of Political Science.Abstract
The ability to monitor state behavior has become a critical tool of international governance. Systematic monitoring allows for the creation of numerical indicators that can be used to rank, compare and essentially censure states. This article argues that the ability to disseminate such numerical indicators widely and instantly constitutes an exercise of social power, with the potential to change important policy outputs. It explores this argument in the context of the United States’ efforts to combat trafficking in persons and find evidence that monitoring has important effects: countries are more likely to criminalize human trafficking when they are included in the US annual Trafficking in Persons Report, while countries that are placed on a “watch list” are also more likely to criminalize. These findings have broad implications for international governance and the exercise of soft power in the global information age.
kelley_and_simmons_ajps.pdf
Asad, Asad, and Tamara Kay. Forthcoming.

Theorizing the Relationship Between NGOs and the State in Medical Humanitarian Development Projects

, Social Science and Medicine: 1-9. Publisher's VersionAbstract
Social scientists have fiercely debated the relationship between non-governmental organizations (NGOs) and the state in NGO-led development projects. However, this research often carries an implicit, and often explicit, anti-state bias, suggesting that when NGOs collaborate with states, they cease to be a progressive force. This literature thus fails to recognize the state as a complex, heterogeneous, and fragmented entity. In particular, the unique political context within which an NGO operates is likely to influence how it carries out its work. In this article, we ask: how do NGOs work and build relationships with different types of states and – of particular relevance to practitioners – what kinds of relationship building lead to more successful development outcomes on the ground? Drawing on 29 in-depth interviews with members of Partners in Health and Oxfam America conducted between September 2010 and February 2014, we argue that NGOs and their medical humanitarian projects are more likely to succeed when they adjust how they interact with different types of states through processes of interest harmonization and negotiation. We offer a theoretical model for understanding how these processes occur across organizational fields. Specifically, we utilize field overlap theory to illuminate how successful outcomes depend on NGOs' ability to leverage resources – alliances and networks; political, financial, and cultural resources; and frames – across state and non-state fields. By identifying how NGOs can increase the likelihood of project success, our research should be of interest to activists, practitioners, and scholars.
aasad_ngos.pdf
2014
Frieden, Jeffry. 2014.

The Crisis and Beyond: Prospects for International Economic Cooperation

, in Ministero dell'Economia e delle Finanze and Centre for Economic Policy Research Joint Conference. Harvard DASH repositoryAbstract
An integrated world economy requires cooperation among major economic powers. Without determined cooperation among the principal powers, globalization is unlikely to survive the inevitable shocks to which it is subjected. The world faces a difficult adjustment to reduce the macroeconomic imbalances that were a major cause of the current crisis. This means reducing the surpluses of the major surplus countries in East Asia and Europe, and reducing the deficits of the major deficit countries in North America and Europe. Both processes require substantial domestic economic changes; economies and people will be tempted to turn inward, and governments will be tempted to reduce the priority they give to their external ties. This increases the risks of a breakdown in international cooperation. Historical precedent is instructive. During the interwar period, a global macroeconomic imbalance was a major cause of the eventual economic catastrophe. During the 1920s, Germany borrowed heavily from the United States. But when a crisis hit, it turned out that neither country was politically prepared to maintain cooperative policies. Americans, focused on domestic concerns, were unwilling to help work out a cooperative resolution of the crisis. Germany exploded into social and political unrest and ended up in the hands of rabid nationalists and protectionists. The problem was political: a lack of domestic support for the sacrifices necessary to maintain international cooperation. As the crisis winds down and post-crisis adjustment begins, major governments will be challenged to work together to support a well-functioning international economy. They will need to address the concerns of constituents who will chafe at the economic changes forced upon them. Governments that can build domestic political support for international economic engagement will be in a stronger position to work to sustain an integrated global economy.
jfrieden_crisis_and_beyond.pdf
Advanced Introduction to Comparative Constitutional Law
Tushnet, Mark. 2014. Advanced Introduction to Comparative Constitutional Law. Cheltenham Glos: Edward Elgar Publishing. Publisher's VersionAbstract
Elgar Advanced Introductions are stimulating and thoughtful introductions to major fields in the social sciences and law, expertly written by the world’s leading scholars. Designed to be accessible yet rigorous, they offer concise and lucid surveys of the substantive and policy issues associated with discrete subject areas. Mark Tushnet, a world-renowned scholar of constitutional law, presents an introduction to comparative constitutional law through an analysis of topics at the cutting-edge of contemporary scholarship. His authoritative study investigates constitution making, including the problem of unconstitutional constitutional amendments; recent developments in forms of constitutional review, including “the battle of the courts”; proportionality analysis and its alternatives; and the emergence of a new “transparency” branch in constitutions around the world. Throughout, the book draws upon examples from a wide range of nations, demonstrating that the field of comparative constitutional law now truly encompasses the world.
Africa’s Development in Historical Perspective
2014. Africa’s Development in Historical Perspective. Ed. Robert H Bates, Nunn, Nathan, Robinson, James A, and Akyeampong, Emmanuel. Cambridge: Cambridge University Press. Publisher's VersionAbstract
This edited volume addresses the root causes of Africa’s persistent poverty through an investigation of its longue durée history. It interrogates the African past through disease and demography, institutions and governance, African economies and the impact of the export slave trade, colonialism, Africa in the world economy, and culture’s influence on accumulation and investment. Several of the chapters take a comparative perspective, placing Africa’s developments aside other global patterns. The readership for this book spans from the informed lay reader with an interest in Africa, academics and undergraduate and graduate students, policy makers, and those in the development world.
Herzog, Tamar. 2014. Frontiers of Possession: Spain and Portugal in Europe and the Americas. Cambridge: Harvard University Press. Publisher's VersionAbstract
Frontiers of Possession asks how territorial borders were established in Europe and the Americas during the early modern period and challenges the standard view that national boundaries are largely determined by military conflicts and treaties. Focusing on Spanish and Portuguese claims in the New and Old Worlds, Tamar Herzog reconstructs the different ways land rights were negotiated and enforced, sometimes violently, among people who remembered old possessions or envisioned new ones: farmers and nobles, clergymen and missionaries, settlers and indigenous peoples. Questioning the habitual narrative that sees the Americas as a logical extension of the Old World, Herzog portrays Spain and Portugal on both sides of the Atlantic as one unified imperial space. She begins in the Americas, where Iberian conquerors had to decide who could settle the land, who could harvest fruit and cut timber, and who had river rights for travel and trade. The presence of indigenous peoples as enemies to vanquish or allies to befriend, along with the vastness of the land, complicated the picture, as did the promise of unlimited wealth. In Europe, meanwhile, the formation and reformation of boundaries could last centuries, as ancient entitlements clashed with evolving economic conditions and changing political views and juridical doctrines regarding how land could be acquired and maintained. Herzog demonstrates that the same fundamental questions had to be addressed in Europe and in the Americas. Territorial control was always subject to negotiation, as neighbors and outsiders, in their quotidian interactions, carved out and defended new frontiers of possession.
The Last Empire: The Final Days of the Soviet Union
Plokhy, Serhii. 2014. The Last Empire: The Final Days of the Soviet Union. New York: Basic Books. Publisher's VersionAbstract
On Christmas Day, 1991, President George H. W. Bush addressed the nation to declare an American victory in the Cold War: earlier that day Mikhail Gorbachev had resigned as the first and last Soviet president. The enshrining of that narrative, one in which the end of the Cold War was linked to the disintegration of the Soviet Union and the triumph of democratic values over communism, took center stage in American public discourse immediately after Bush’s speech and has persisted for decades—with disastrous consequences for American standing in the world. As prize-winning historian Serhii Plokhy reveals in The Last Empire, the collapse of the Soviet Union was anything but the handiwork of the United States. On the contrary, American leaders dreaded the possibility that the Soviet Union—weakened by infighting and economic turmoil—might suddenly crumble, throwing all of Eurasia into chaos. Bush was firmly committed to supporting his ally and personal friend Gorbachev, and remained wary of nationalist or radical leaders such as recently elected Russian President Boris Yeltsin. Fearing what might happen to the large Soviet nuclear arsenal in the event of the union’s collapse, Bush stood by Gorbachev as he resisted the growing independence movements in Ukraine, Moldova, and the Caucasus. Plokhy’s detailed, authoritative account shows that it was only after the movement for independence of the republics had gained undeniable momentum on the eve of the Ukrainian vote for independence that fall that Bush finally abandoned Gorbachev to his fate.
The Politics of Representation in the Global Age: Identification, Mobilization, and Adjudication
2014. The Politics of Representation in the Global Age: Identification, Mobilization, and Adjudication. Ed. Peter A Hall, Jacoby, Wade, Levy, Jonah, and Meunier, Sophie. Cambridge: Cambridge University Press. Publisher's VersionAbstract
How has the process of political representation changed in the era of globalization? The representation of interests is at the heart of democracy, but how is it that some interests secure a strong voice, while others do not? While each person has multiple interests linked to different dimensions of his or her identity, much of the existing academic literature assumes that interests are given prior to politics by a person’s socioeconomic, institutional, or cultural situation. This book mounts a radical challenge to this view, arguing that interests are actively forged through processes of politics. The book develops an analytic framework for understanding how representation takes place—based on processes of identification, mobilization, and adjudication—and explores how these processes have evolved over time. Through a wide variety of case studies, the chapters explore how actors identify their interests, mobilize them into action, and resolve conflicts among them.
Kalout, Hussein. 2014. Beirut's Center Cannot Hold, Foreign Affairs. Publisher's VersionAbstract
Lebanon is again on the precipice of civil war. With the conflict in neighboring Syria spilling over its borders, Lebanese society finds itself bitterly divided between two distinct camps—one that backs the regional Sunni alliance led by Saudi Arabia and supported by the West, another that supports the alliance between Iran and the Syrian government. Tensions between these two groups are worsening by the day in Lebanon, and as a result, the country is on the brink of destabilization.
kalout_foreignaffairs.pdf
Simmons, Beth A. 2014. Ranking the Rankings, The Economist. Publisher's VersionAbstract
Education ministers across the globe quake in the run-up to the publication, every three years, of the OECD’s Programme for International Student Assessment (PISA), which rates 15-year-olds’ academic performance in dozens of countries. Those that do well can expect glory; the first PISA ranking, published in 2001, surprised the world by putting unshowy Finland near the top in every subject and made it a mandatory stop-off for any self-respecting education policymaker. Germany’s poor showing, by contrast, led to national hand-wringing, school reforms and the creation of a €4 billion ($5 billion) federal education support programme.
Beckert, Sven, and Jonathan Shaw. 2014.

The New Histories

, Harvard Magazine. Publisher's VersionAbstract
IN MAY 1968, the university’s students wanted to change the world. Left-thinking ideologies like Maoism and socialism were in their minds, and “Vietnam” was on their lips. They went on strike, skipping classes and exams. They rioted and clashed with police. One student was killed, 900 arrested. If this sounds like a scene from Kent State, where student demonstrators were killed two years later, that is because the May 1968 unrest at the University of Dakar in Senegal was part of the same general mood around the world that moved students to protest, says Omar Gueye, professor of history at Cheikh Anta Diop University in Dakar. Gueye spent six months at Harvard during the 2013-14 academic year as a postdoctoral fellow at the Weatherhead Initiative on Global History (WIGH), a program premised on the belief that events like these—not unlike the seemingly contagious uprisings of the Arab Spring—can be fully understood only in a global context. As elsewhere during the student protests of the late 1960s, local factors played a role in Dakar: government cuts in scholarship funding precipitated the strike. But student anger tapped a deeper sense of injustice as well: although French colonial rule had ended in 1960, the university was still French, Gueye explains, and the French military was still stationed in Dakar. “Vietnam”—another former French colony—therefore had a specific resonance among Senegalese students, who felt a sense of brotherhood with the Vietnamese. HISTORIANS increasingly recognize that trying to understand the past solely within the confines of national boundaries misses much of the story. Perhaps the integration of today’s world has fostered a renewed appreciation for global connections in the past. Historians now see that the same patterns—colonialism, or the rise of small elites controlling vast resources—emerge across cultures worldwide through time, and they are trying to explain why. “If there is one big meta-trend within history, it is this turn toward the global,” says Bell professor of history Sven Beckert, who co-directs WIGH. “History looks very different if you don’t take a particular nation-state as the starting point of all your investigations.” The rise of a global perspective is one of several trends that are changing the way history is studied and understood.…
Lambert, Craig. 2014.

The Caribbean Zola

, Harvard Magazine. Publisher's VersionAbstract
IN THE SPRING OF 2012, Brown University hosted an extraordinary academic conference. “Being Nobody?” honored the thirtieth anniversary of the publication ofSlavery and Social Death Orlando Patterson, Harvard’s Cowles professor of sociology. Giving a birthday party for a scholarly book is a rarity in itself. Even more unusual, the symposium’s 11 presenters were not sociologists. They were classicists and historians who gave papers on slavery in ancient Rome, the neo-Assyrian empire, the Ottoman Middle East, the early Han empire, West Africa in the nineteenth century, medieval Europe, and eighteenth-century Brazil, among other topics. “I’m not aware of another academic conference held by historians to celebrate the influence of a seminal work by a social scientist writing for a different discipline,” says John Bodel, professor of classics and history at Brown, one of the organizers. But Patterson is no ordinary academician. “Orlando is one of a kind—the sheer scope and ambition of his work set him apart from 99 percent of social scientists,” says Loic Wacquant, JF ’94, professor of sociology at Berkeley. “In an era when social scientists specialize in ever-smaller objects, he is a Renaissance scholar who takes the time to tackle huge questions across multiple continents and multiple centuries. There was another scholar like this in the early twentieth century, named Max Weber. Orlando is in that category.” PATTERSON IS a historical-comparative sociologist who has written extensively on race relations and, especially, slavery and freedom. Slavery and Social Deathis “a landmark study that has had very broad and deep impact,” says Goelet professor of medieval history Michael McCormick, who participated in the “Being Nobody?” conference (see “The New Histories,” page 52). Patterson’s Freedom in the Making of Western Culture, a kind of obverse to Slavery and Social Death, won the 1991 National Book Award for nonfiction. Like his mentors, Harvard sociologists David Riesman and Seymour Martin Lipset, “Orlando tries to speak to a broader audience,” says Diker-Tishman professor of sociology Christopher Winship. “In many ways, he ranks among Harvard sociology’s last big thinkers—David Riesman, Daniel Bell, Talcott Parsons.” The study of culture—of values, established ideas, traditions, language, customs, learned behaviors, symbolic materials, including the arts, and other nonbiological inheritances—has been central to Patterson’s work. Sociologists often contrast culture with structure: the “hard” variables that include prevailing institutions, distribution of wealth, education, housing, jobs, and other “physical-world” factors. For decades, researchers have debated whether culture informs structure, or vice versa. Many scholars oversimplify culture by equating it simply with values, Patterson says. This can lead to paradoxes like citing the same cultural complex as the cause of opposite results. “Confucianism was used in the past to explain backwardness in China, before it became successful. The Confucian ethic was supposedly inconsistent with capitalism,” he explains. “Then China becomes economically successful, and suddenly it is the Confucian ethic that explains its success. The same cultural values can move in either direction. So you need a dynamic approach that shows how culture interacts with structure. “Culture is a very tricky concept,” he continues. “It’s like Typhoid Mary—you’ve got to be very careful with it! Most conservatives tend to use the concept in a simplistic way. Liberals are wary of it—there is guilt by association.” That association has roots in the 1966 book La Vida: A Puerto Rican Family in the Culture of Poverty by anthropologist Oscar Lewis, which gave an in-depth portrait of a former prostitute living with her sixth husband. Liberal critics attacked Lewis’s “culture of poverty” concept as one that “blamed the victims” for holding values that perpetuated their state: he suggested in La Vida and other work that the poor could pass down poverty-related beliefs for generations, and that such values might persist even after people had achieved better circumstances. “No one talked about culture for a long time,” Patterson says. “Now it is back, but still wishy-washy as a causal explanation. It’s fine now to use culture like [anthropologist] Clifford Geertz does, as an interpretive, symbolic vehicle [in a classic essay on Balinese cockfighting, Geertz interpreted the cocks as symbols of important men in the village], but not as having a causal role in social structures.” The Cultural Matrix: Understanding Black Youth, edited and to a large degree written by Patterson (with Harvard graduate student Ethan Fosse as co-editor), to be published by Harvard University Press in January, breaks with that convention. “Orlando is first and foremost an iconoclast,” says Winship, and the new book, about impoverished young blacks in American cities, does challenge some received wisdom. It shows not only how much culture matters to these young people, but also their disproportionately large impact on mainstream culture. In October 2003, for example, a turning point in the history of American popular culture occurred when “all of the top 10 positions on Billboard’s pop chart were filled by black artists, nine of them in the inner-city-created rap genre,” Patterson writes in the new book. “It is hardly to be wondered that the typical Euro-American imagines the African-American population to be somewhere between 23 and 30 percent of the U.S. population, over twice its actual size.” The Cultural Matrix (with chapters by Winship and by Robert Sampson, Ford professor of the social sciences) may also enlighten some readers by demonstrating black youths’ “deep commitment to some of the most fundamental values of the mainstream—its individualism, materialism, admiration for the military, and insistence on taking near complete responsibility for their own failures and successes,” Patterson writes. The young African Americans are surprisingly self-critical, he notes. For example, he writes that “92 percent of black youth aged 18 to 24 say ‘young black men not taking their education seriously enough,’ is a ‘big problem,’ while 88 percent declare likewise on ‘not being responsible fathers.’” Patterson adds, in an interview, “They are more American than Americans.” Responsible fatherhood is a particularly sticky issue, one that Patterson has often addressed in his studies of African-American history and culture. Slavery in the American South, he says, left no legacy more damaging than the destruction of the black family—the relations between husband and wife, parent and child. Marriage among slaves was illegal, and slaveholders brutally broke slave families apart by selling off children or parents to other masters. “It is true that many slaves were involved in social units that looked like nuclear families, but these were largely reproductive associations based on fragile male-female relationships,” Patterson says. “In many cases the ‘husbands’ lived on other plantations and needed permission to visit their ‘wives,’ and parents had no custodial claims on their children, who at any time could be sold away from them. To call these units ‘families,’ as revisionist historians have done, is a historical and sociological travesty.” In his 1965 The Negro Family: The Case for National Action (the “Moynihan Report”), Daniel Patrick Moynihan, who had taught government at Harvard and was then assistant secretary of labor under President Lyndon Johnson, argued that the relative absence of nuclear families among black Americans, and the relatively large numbers of families headed by single mothers—both traceable to slavery and Jim Crow segregation—were a root cause of African-American poverty. Black leaders attacked the report, accusing it of stereotyping black Americans (particularly men), perpetuating cultural bias, and setting back the civil-rights movement. “Moynihan became the bête noire of sociology. He took a terrible beating from academics,” Patterson says. “It was so unfair. He was an architect of the War on Poverty—the most radical national agenda for black people in American history. The critics all admit that slavery was horrible, but balk at the idea that the destructive impact has consequences today. Yet you cannot neglect slavery’s effects on the black family as a critical component of African-American life.” Patterson and Moynihan befriended each other as Harvard colleagues, and when the University awarded Moynihan, by then retired from the U.S. Senate, an honorary degree in 2002, Patterson served as his escort at Commencement. Five years later, the American Academy of Political and Social Science and Harvard’s sociology department and Du Bois Institute (now part of the Hutchins Center for African and African American Research) co-sponsored a conference of sociologists and economists, “The Moynihan Report Revisited.” “The conclusion they had come around to,” Patterson says, “was that he was right.” SLAVERY IS a crucial part of Patterson’s cultural heritage. He grew up in Jamaica, a country that endured almost two centuries of ruthless slavery under British rule. He wanted to understand how “the horrendous colonial past of slavery, and then a pretty oppressive post-emancipation era of 124 years, shape the present in terms of poverty and underdevelopment. In the Caribbean, that is a very radical position: it’s part of the neo-Marxian analysis of the plantation system. One of the great ironies of my life is that when I raise the same questions in the American context, because of the complexities of race here, people see it as conservative: ‘You’re blaming the victim! We don’t want to hear about the past—we want to hear about how present-day economic inequalities explain the plight of African Americans.’ But where I come from—both the British New Left and the Caribbean neo-Marxists—history is critical.” History rolls though every page of Patterson’s Slavery and Social Death.“Slavery has existed all over the world,” he says, even if many Americans imagine it was unique to the antebellum South. “I asked if there were any common attributes to slavery that differentiate it from other forms of oppression, like serfdom,” he says. “What I came up with is that the fundamental feature of being a slave is that slaves are socially dead—both metaphorically and literally. They have no recognized legal existence in the society. They do not belong to the community, because they belong only to the master, and exist only through the master. I use the concept of natal alienation: they have no rights at birth. This doesn’t mean slaves don’t have communities of their own—they did have a slave life, a slave village. But in the eyes of non-slaves they do not belong, they are non-citizens. So after the United States abolished slavery, one of the first things they had to do was to amend the Constitution to make slaves citizens! “The idea of social death became very powerful, very useful, especially in explaining what happens after slavery is formally ended,” he continues. “For example, Southern Americans, and Americans generally, found it so hard to accept black Americans after slavery was abolished. The culture of slavery still persisted, which is the idea that ‘you do not belong.’ They were nobodies; people were horrified at the idea that they could vote, like citizens. It even lingers to this day. What is the thing people who don’t like Obama say? They try to make out that he doesn’t have a birth certificate—that he doesn’t belong. Even a black president does not belong!” AN UNEXPECTED OUTGROWTH of Patterson’s study of the socio-historical significance of slavery was his shift to the study of freedom. “I had gone in search of a man-killing wolf called slavery; to my dismay I kept finding the tracks of a lamb called freedom,” he writes in the preface to Freedom in the Making of Western Culture. “A lamb that stared back at me, on our first furtive encounters in the foothills of the Western past, with strange, uninnocent eyes. Was I to believe that slavery was a lamb in wolf’s clothing? Not with my past. And so I changed my quarry.” Patterson’s iconoclasm also informs this work. “The idea of freedom is seen as ‘inherent’—so there is nothing to explain,” he says. “[The idea is that] ‘Everybody wants to be free because it is part of the human condition.’ That’s nonsense. Freedom as a value, as a cherished part of one’s culture, as something to strive for and die for, is unusual in human history. You can’t just take it for granted. So the question turns into, how did freedom become important? My explanation is that freedom emerged as the antithesis to the social death of slavery.” Under slavery, he explains, there were three groups of people: masters, slaves, and non-slaves. “All three come to discover this thing we call freedom through their relationships. For the master, freedom is being able to do what you please with another person: freedom as power. For the slave—well, what does a slave yearn for? To be emancipated, to get rid of the social death that is slavery. Masters encouragethis notion of freedom, too, as the hope of manumission is one of the most powerful ways to get a slave to work. The third group, the non-slaves or freemen, look at the slaves and say, ‘We are not them. We are born free.’ Suddenly, being born free becomes important, in a way it never could be for slaves. Freemen have a different status in society, one that does not depend on their socioeconomic class. “If you go deep into Indo-European languages, the linguistic evidence is fascinating,” he continues. “The most ancient root of freedom is a word that means beloved orbelonging. The people who first celebrated freedom were non-slaves who recognized the virtue of being born free, and belonging to a community of free people—the beloved. These three forms of freedom lie at the roots of democracy, and the first place it emerged was from the slave culture of ancient Greece.” BORN IN JAMAICA in 1940, Patterson is the son of Charles and Almina Patterson, a police detective and a seamstress. His parents separated for several years, but eventually reunited. Patterson spent much of his boyhood in the small rural town of May Pen, which, like Jamaica generally, had an almost entirely black population. One day when he was about eight or nine, a one-room library opened under a pavilion in the town park, and the boy was astonished to learn that you could borrow books there. “Borrow books?” he recalled asking the librarian, in a 2013 interview insmall axe, a Caribbean journal of criticism “So I found myself going to this place with the smell of brand-new books, and I could take any book I wanted. It was amazing! I used to go there, and read and read and read….That was atransformativeexperience. I just read. Instead of shooting birds or swimming in the Rio Minho river, I’d go to the library.” He rose to the top of his classes. Patterson’s mother was a strong-willed, intelligent woman who emphasized education; she made her son her “project.” He won a scholarship to the University College of the West Indies in Kingston, then an overseas college of London University, hoping to study history, but was involuntarily funneled into the new economics program. In 1965, he earned his Ph.D. in sociology at the London School of Economics (LSE), and married Nerys Thomas, Ph.D. ’81, a Welsh scholar of Celtic literature. (The couple divorced many years ago and Thomas has since died. They had two daughters, Rhiannon and Barbara.) Patterson cut quite a figure on the London literary scene, publishing three novels, the first when he was 23, as well as essays in the Times Literary Supplement, New Statesman, and New Left Review, serving on its editorial board. The LSE appointed him to its faculty. The early 1960s gave the young sociologist a golden opportunity to witness cultural change close-up. When he arrived in Britain in 1962, ”It was still a gray, staid, uptight country,” he recalls. “It was pre-Beatles. You didn’t think of popular culture or fashion when you thought of Britain—they were just imperialists who played cricket. Then, overnight, there was a cultural revolution, and not just music—also theater, and fashion, with Mary Quant. Suddenly it exploded, right in front of our eyes. It showed how important culture is, and how it can change radically, and very quickly. When I hear sociologists talking about culture being slow, thick, and hard to change, I want to say, ‘What are you talking about? You should have lived in Britain in the Sixties!’ ” Patterson’s first academic book, The Sociology of Slavery,(1967), gave an historical account and analysis of Jamaican slavery across three centuries and was very well received. But his career in fiction started just as strongly. Two novels set in Jamaica,The Children of Sisyphus andAn Absence of Ruins, appeared in England between 1964 and 1967. (Both have been recently reissued.) A third, Die the Long Day, set in Jamaican slave society, was published in 1972. As its title implies, Sisyphus took inspiration, in part, from Camus: set amid the extreme poverty of the “Dungle,” an urban shantytown in Kingston, it stands as a fair argument for the hopelessness of the human condition. The novel contains one of the first portrayals of the Rastafari, the religious cult made world-famous by reggae superstar Bob Marley, and about which, Patterson says, there has been “a lot of romanticizing. I thought Rastafarianism was their attempt at making symbolic sense of their condition. They thought [Ethiopian emperor Haile] Selassie was God. In reality, Selassie was an authoritarian who was eventually deposed.” ThroughoutSisyphus, Patterson’s dialogue flawlessly renders the Jamaican patois, as in this street encounter with a middle-class woman, related by a Dungle laundress:
“Me see you a’ready,” she say, “is wha’ yu doin’ in dis part o’ Kingston?, so me ask her if is any o’ her business an’ same time she say, “Ah ’member whe’ ah see you now, you come from de Dungle, you is a Dungle pickney, ah can smell it ’pon you, wha’ yu ah do in good people place?”
The Daily Telegraph headline on Sisyphus called Patterson the “Caribbean Zola.” With talent in both sociology and fiction, he had to make a choice. The turning point came when he went to tea at the home of George Lamming, an award-winning Barbadian novelist who had published several books and lectured widely. Lamming owned no car. Patterson had to change trains three times to get to Lamming’s home in “the wilds” of North London. He found the address, and it was a neat cottage, “a pleasant house,” he thought. But Lamming, it turned out, resided in a bedsitter (a one-room studio) above the cottage. On leaving, Patterson thought, “Well, this is not the life for me.” He had his parents to look after, and didn’t feel he could gamble on the literary life. There was a secure career available in the academy. PATTERSON WAS IN ENGLAND during the watershed moment in 1962 when Jamaica achieved full independence by leaving the Federation of the West Indies. A few years later, despite his successful life in London, he felt a pull to return home. In 1967 he resigned from the LSE to take up an appointment at the University of the West Indies, and built a house in Jamaica. Then, while guest-teaching at Roosevelt University in Chicago in the summer of 1969, he got an unexpected phone call from Harvard’s Talcott Parsons, a high-level theorist and one of the most prominent sociologists alive. Parsons offered Patterson a visiting professorship in African-American studies and sociology. He accepted, and soon gravitated toward the latter. As a Jamaican who grew up as part of a racial majority, Patterson had not been socialized to feel like part of a minority group. Without a personal history of racial discrimination by a majority group, he hadn’t experienced the slights and affronts that assail Americans of color daily. “I never felt awkward here,” he says of the United States. “Not having been raised in a predominantly white society, you don’t see racism, even when it is all around you.” Furthermore, in Jamaica, the focus was on Oxford, Cambridge, and the LSE, not the Ivy League. “So being the second black professor at Harvard [after Martin Kilson, now Thomson professor of government emeritus] was no big deal to me, though it seemed to be for others,” he recalls. “I came from the British system where there was no affirmative action, no pressure to appoint blacks, so I took it all in stride.” He has remained at Harvard ever since, and now lives near the Square with his second wife, Anita (Goldman) Patterson ’83, Ph.D. ’92, a Boston University professor of English whom he married in 1995, and their 10-year-old daughter, Kaia. But his Jamaican ties remain strong. Patterson met Michael Manley when the trade-union leader visited the University of the West Indies when Patterson was a prominent, politically active senior—one of the “young Turks” who were the first generation of Caribbean students to study social science. The two men hit it off. When Manley won the Jamaican prime ministry in 1972, he appointed Patterson as his special adviser, and the scholar began living two lives. For four to five months annually until 1980, during summers and at Christmas, he changed his clothes to tropical fabrics and departed the academic calm of Widener for the political turbulence of Kingston, where he wrote reports, did a major study on the living conditions of the poor of Kingston, and fed Manley ideas for helping his new leftist government implement a democratic socialist revolution. It was hardly easy. Manley (who served as prime minister until 1980, and again from 1989 to 1992) “drove Jimmy Carter crazy,” Patterson says, and at one point “the CIA came after us.” (After Manley was photographed embracing Fidel Castro on a 1975 visit to Havana, “there were strong suspicions that the CIA was trying to destabilize the Manley government,” Patterson explains.) The left wing of Manley’s party, which had little actual power but did include bona fide communist D.K. Duncan, who held a minor ministry in the government, was “scaring the hell out of the middle class,” which fled the island; at one point Jamaica was down to two dentists and not many more doctors. In such a transition, “you need managers more than ever,” Patterson says. “You can’t implement things with hotheads who couldn’t run a chicken coop.” Instead of demolishing tenements to build high-rise public housing “for the 5 percent, while kicking the other 95 percent out to another slum,” Patterson advocated “urban upgrading,” bringing in services like water, electricity, daycare, health centers. “It will still look like a slum, but it is a more livable slum,” he says. “The minister of housing hated my plan.” Patterson did put into place a program that sold 12 essential items to the poor at highly subsidized prices. “It was one of the worthiest things I’ve ever done,” he says. “It meant that thousands went to bed each night, not starving.” Eventually, though, he decided, “I am willing to be a public intellectual, but not a politician or revolutionary. Scholarship is what I wanted to do.” Alongside his scholarship, Patterson has also taught sociology, emphasizing culture, and has earned a national presence as a public intellectual in the United States. As a teacher, “I try to get my students to be open to different approaches, and not to latch onto the latest bandwagon,” he says. “David Riesman and Marty Lipset always encouraged me to stay a little on the ‘outside.’ ” Consequently, Patterson is very critical of “people who try to set ‘agendas’ as a way of making a name for themselves. They love to call their agenda a ‘new paradigm,’ and promote it as an agenda for the discipline. That usually leads to dogma, and I am hostile to dogma.” He has skewered dogmas in numerous op-ed essays in The New York Times, The Washington Post, Time, and Newsweek, and has appeared on the PBS News Hourand Hardball with Chris Matthews on MSNBC. “I always just write what I think,” he says of his op-eds. “I don’t consider the political or social repercussions.” Though his credentials as a political progressive are unimpeachable, his freethinking essays often upend the settled pieties of academic culture. In the aftermath of the dramatic 1991 Clarence Thomas confirmation hearings in the U.S. Senate, for example, Patterson’s New York Times op-ed "Race, Gender, and Liberal Fallacies” insisted that readers face “certain stark sociological realities,” however disconcerting. One such reality related to the allegation of sexual harassment Anita Hill made about Thomas’s behavior when she was his subordinate at work. Though Patterson found Thomas’s legal credentials inadequate for the Supreme Court, and identified himself as a feminist, he went on to assert: “Now to most American feminists, and to politicians manipulating the nation’s lingering Puritan ideals, an obscenity is always an obscenity, an absolute offense against God and the moral order; to everyone else, including all professional social linguists and qualitative sociologists, an obscene expression, whether in Chaucerian Britain or the American South, has to be understood in context.” For Hill to raise Thomas’s bawdy remarks 10 years later was “unfair and disingenuous,” he wrote, the latter because she “has lifted a verbal style that carries only minor sanction in one subcultural context and thrown it in the overheated cultural arena of mainstream, neo-Puritan America, where it incurs professional extinction.” This essay cost Patterson friendships. Yet, some years later, Anita Hill invited him to contribute to a book she was editing, and he happily did so. His philosophy is that “what we do as public sociologists must inform our discipline, too.” THAT DISCIPLINE ITSELF can be revolutionary, as sociological analysis of the past can clarify the roots of present conditions. For example, Patterson’s first book, on Jamaican slavery, remains the benchmark work on the subject. “Jamaica was the largest and most productive of the British colonies. There was lots of money made from the sugar and coffee plantations,” he explains. “It was like an oil field, or a gold mine—in fact, sugar used to be called ‘brown gold.’ But the British in Jamaica made a harsh decision. Though some slave children did survive, there were high rates of infant mortality. So plantation owners focused on buying their Jamaican slaves from Africa as young adults, then literally worked them to death in eight years or so. Then they’d just buy another slave as a replacement. The demand for slaves in Jamaica far outran the supply from local births; astonishingly, the small island of Jamaica imported more slaves than the United States. Yet by the 1820s—even though the slave trade was abolished in Great Britain and the United States in 1807—the United States had far more slaves than Jamaica, because American masters encouraged reproduction and their slaves could be more cheaply provisioned. “The money made in Jamaica did not stay there but went back to the owners in Britain,” he continues. “Those great English mansions were built on the backs of Jamaican slaves. The owners were not present on the plantations exercising any proprietary self-interest in their slaves. Instead, they left running the estate to overseers and slave drivers—people with no interest in preserving the slave stock. So they worked them as hard as possible. There were many slave revolts. Jamaica had the harshest system of slavery in world history.” This sets the stage, he says, for understanding modern Jamaica, an economically underdeveloped and politically disorganized country relative to many of its Caribbean neighbors. Though many social scientists seem obsessed with change, “it is also important to explain continuity and persistence, which is one of the themes that has stayed with me,” Patterson notes. “The problem of persistence has finally emerged as an important one for economic historians. It takes the form of the role of institutions and institutional persistence.” A lively debate now roils economic history regarding which is more important in determining prosperity: good policies or good institutions. MIT economist Daron Acemoglu (who has collaborated with Florence professor of government James Robinson; see “Why Nations Fail,” July-August 2012, page 9) argues that institutions—such as respect for private property and strong schools—are decisive. The “policy” advocates admit that although institutions are important, enlightened social and economic policies will give rise to good institutions. Both camps recognize, of course, that both policies and institutions are crucial; they disagree only over priority. In Turnaround (2013), Jamaican economist Peter Blair Henry, dean of New York University’s Stern School of Business, argued the “policies” position by comparing Barbados and Jamaica: two black Caribbean societies that took their institutions from their British colonial rulers and became independent in the early 1960s. “Fast forward half a century, and Barbados has been very successful, while Jamaica is having problems,” Patterson says. “So, Henry says, it couldn’t be the institutions, which are similar—it must be the policies in Barbados that made the difference.” Patterson is joining the debate with a long paper on the subject. “If you look at history, you find something else,” he says. “It is not just institutions, but playing the institutional game the right way. A lot of African countries had great institutions set up: Zimbabwe is theoretically a democracy, but does Robert Mugabe actually get elected democratically? And factories are fine, but they are useless if you don’t have the know-how to run a factory. “In Barbados, the colonial elite was ruthlessly efficient and brutal, but at all levels of society, they used black citizens—who thereby acquired the institutional knowledge,” he continues. “There were black policemen, black artisans, black bureaucrats—they got hired even at the expense of poor whites. Right after slavery ended, Barbados abolished the militia, which had been composed of poor whites. They instead created a police force and gave those jobs to blacks, as the elite had decided that the local poor whites were a degenerate, incompetent group. When independence came in 1966, they were already way ahead of the game: they knew what they were doing. They knew how to run a democracy and a court system. They did a much better job educating black citizens. In 1946 Barbadian blacks already had a literacy rate of more than 90 percent; at independence it was close to 100 percent, and today UNESCO ranks the island as one of the five most literate countries in the world. “The history in Jamaica was very different,” he continues. “Yes, Jamaica did have black civil servants and a colored middle class, but that was far more the case in Barbados. Schools were much more efficient in Barbados. Jamaica had an Afro-Jamaican culture where the peasants were involved: that’s where reggae came from, and it’s a big reason for the cultural vitality of Jamaica. There was not the same degree of acculturation to British ways. Today, Jamaica has a democracy, too, but a very shaky one: hundreds of people die at elections—there’s endemic violence, class conflict, and corruption, and it will have to solve those problems before it can move forward. No one dies during elections in Barbados; Freedom House considers it one of the most democratic countries.” This is the power of cultural and historical analysis, as practiced by Harvard’s answer to Max Weber, or its Caribbean Zola. Yes, structure, policies, and institutions matter. And another thing that matters a great deal is culture, the legacy that history leaves.
Rothschild, Emma. 2014.

Examining Economic Webs

, Harvard Magazine. Publisher's VersionAbstract
“THERE WAS a longish period in the 1990s and the early part of this century when economic history was very much out of fashion, at least in history departments,” says Knowles professor of history Emma Rothschild. She has played a role in the recent revival of the field, originally established in the 1890s in Great Britain, the United States, and France. As director of the Joint Center for History and Economics, which is, as she puts it, “one center in two locations” (at Harvard and at Cambridge University), she has been shepherding new scholarly collaborations and directions. A project on the history of energy (and climate change) seeks to widen perspectives on past economic, social, and environmental processes by studying energy use and transformation. The field has been pursued in Cambridge, England, for some 20 years, says Rothschild, and has recently seen “outstanding work,” by Harvard doctoral students looking at early responses to climate change in the nineteenth and twentieth centuries. “Climate change was then thought to be strongly associated with desertification,” she explains, “not with atmospheric change. They are very different physical processes.” Like an earlier project that elucidated the negative impacts of past economic crises on the health of millions of people—undertaken in the midst of the recession that began in 2008-2009—the study of the history of energy aims to be relevant to the concerns of the present. The center is also undertaking a quantitative approach to historical social networks. The idea of using network analysis—including computer-generated visualizations of social networks—came from conversations with economists, says Rothschild, “in particular Ben Golub,” a postdoctoral fellow at the center who in 2015 will join the Harvard economics faculty. Rothschild first used the technique while working on a book about the Johnstones, a Scottish family with global reach. “The book was an attempt to follow the lives of all the brothers and sisters,” both those who traveled the world and those who stayed home. Several became slave owners, while others strongly opposed the practice. The project in time expanded to follow the lives of some of the Johnstone slaves as well—and it continues to grow. “It’s an interesting example of how history is becoming more open-ended,” Rothschild reflects. “I feel the project is never going to be finished, because people keep finding new things about this large, eighteenth-century family.” Ian Kumekawa ’12 (now a doctoral student in history at Harvard), who worked with Rothschild on the project, says that what really excited him about getting involved with this story of empire, slavery, and commerce was the use of network visualization “not just [as] an infographic” but as “a research tool.” Rothschild is now studying 83 people who signed a document in eighteenth-century provincial France. “You can’t really hold the social connections among 83 people in your head,” she notes, “because it is beyond the capacity of the human social imagination. But by visualizing some of these relationships, you can see how information is likely to spread in a social network. It’s been an exciting collaboration in all sorts of ways among historians, economists, computer scientists, and others who work on visualization techniques,” but also, she emphasizes, “among very different kinds of historians.” In addition to Rothschild’s own study of poor artisans in eighteenth-century France, there are projects on ancient Rome, early-twentieth-century economists in Cambridge, England, and the spread of political information in seventeenth-century England. Despite her colleagues’ disparate interests, she says, “We’ve been finding quite a lot to talk about—it’s a different way of thinking.”
Temkin, Moshik. 2014.

Ferguson, Human Rights and America’s Interests Abroad

, The Nation. Publisher's VersionAbstract
For many Americans, the recent events in Ferguson raised disturbing questions. But not all Americans were equally disturbed, or disturbed by the same things. Surveys and polls conducted since Darren Wilson, a white police officer, shot and killed Michael Brown, an unarmed 18-year-old black man, reveal a stark divide between whites and blacks. Whereas a clear majority of African-Americans consider the conduct of the police outrageous and typical, most white Americans were far more critical of the disorder that followed Brown’s death. Fox News and its ilk dwelled on “looters” rather than on the sources of African-American alienation. Americans seem to be stuck in an endless repetition of 1968, the year that many African-American communities erupted in anger after the murder of Martin Luther King Jr., and many white Americans responded fearfully to that anger and protest by voting for Richard Nixon.
Mennillo, Giulia, and Suryapratim Roy. 2014.

Ratings and Regulation: A Case of an Irreversible Marriage?

.Abstract
What are the rationales for policymakers to rely on putatively disinterested actors such as credit rating agencies (CRAs) for financial regulatory input? This paper draws on perspectives from International Political Economy and Comparative Legal Studies to analyze the reasons behind the use and retention of external ratings as an indirect instrument of financial regulation. We find that allowing "market practice" to determine the relationship between ratings and regulation creates tautological justifications of the CRAs' authority, and raises compelling questions in terms of legitimacy. The purpose of this paper is to uncover the constitutive elements of the tacit acquiescence underlying the subordination to CRA ratings in regulatory matters. The examination of possible conceptualizations of legitimacy may help conduct further inquiries into the politics of technocracy.
mennillo_full_14_0004.pdf
Mylonas, Harris. 2014.

Scotland Rejects Independence as U.K. Vows to Give It More Power

. Publisher's VersionAbstract
Scotland voted to stay in the U.K. in a referendum on independence, stepping back from a breakup of the 307-year-old union while wringing promises of more financial power from Prime Minister David Cameron. After a count through the night, 55.3 percent of Scottish voters supported the “no” campaign against 44.7 percent who backed independence. U.K. shares helped lead European equities to a 6 1/2-year high and the pound rose to the strongest level in two years against the euro after the Better Together campaign posted a wider margin of victory than opinion polls suggested. There was a record turnout of more than 90 percent in some of the 32 districts. The Scottish Independence Vote: Breakdown of Results “I accept the verdict” of the people, Alex Salmond, the leader of Scotland’s semi-autonomous government in Edinburgh, said in a speech. While conceding defeat, he stressed the broad movement that resulted in 1.6 million votes for independence. “The unionist parties made vows and Scotland will expect them to be delivered in rapid course,” he said. The referendum outcome follows two years of increasingly bitter arguments over the economic viability of independence, the currency to be used, custody of the health service and North Sea oil revenue, leaving a legacy of a divided Scotland while inspiring self-determination movements across Europe. The FTSE 100 Index added 0.7 percent in London, and the Stoxx Europe 600 Index rose 0.6 percent. The pound gained as much as 0.9 percent versus the euro and traded 0.4 percent higher at 78.52 pence at 12:09 p.m. in London. The benchmark 10-year U.K. government bond yield fell 1 basis point to 2.57 percent. The two-year gilt yield rose 3 basis points to 0.89 percent as investors bet the decision to reject independence clears the way for the Bank of England to raise interest rates as early as the spring. Extra Powers Cameron said he would stick with his promise to cede more policy-making powers for Scotland after a “no” vote. He also pledged a constitutional shakeup of the U.K. that would take into account how England and Wales are governed. Scotland's Vote for Independence Outside his Downing Street office in London, Cameron said the Scottish people had spoken and “we hear you.” “We will ensure those commitments are honored in full,” he said. The closeness of the contest before the vote, which saw one poll this month put the “yes” camp ahead, unnerved financial markets and triggered a last-ditch attempt by Better Together to persuade voters that “no” would herald some of the changes Scots say they want. The prime minister and opposition Labour Party leader Ed Miliband canceled parliamentary business and headed north a week before the vote to campaign in cities and towns across Scotland. They pledged more powers to the Scottish Parliament over taxation and welfare spending in an attempt to arrest momentum in the polls for Salmond after he outshone Better Together campaign leader Alistair Darling in a televised debate. ‘Positive Change’ Darling, a former Labour chancellor of the exchequer, used his victory speech to hail the vote for “positive change rather than needless separation.” Cameron called Darling this morning to congratulate him on his successful campaign. “They need to get their skates on and deliver,” Matt Qvortrup, senior researcher at Cranfield University and author of “Referendums and Ethnic Conflict,” said of the main U.K. parties -- Cameron’s Conservatives, his Liberal Democrat coalition partners and Labour. “They should have done this earlier.” As the results unfolded, early bellwethers suggested a let-off for Cameron and Miliband. In the end, only four local authorities -- Dundee, West Dunbartonshire, North Lanarkshire and Glasgow, Scotland’s biggest city -- voted “yes.” ‘Blew It’ Emily Gallagher, an 18-year-old student and “yes” supporter, said she was “devastated” by the result. “We had a great opportunity and we blew it,” she said over the din of pro-independence chants in central Glasgow. “We’ve had so many Tory governments we’ve never voted for and that’s just going to go on.” That the referendum took place at all reflected the gulf between politics in Scotland, where Salmond’s SNP has run the devolved administration since 2007, and the rest of the U.K., where Cameron’s Conservatives have the support of just one Tory lawmaker from Scotland. The situation was exacerbated by the weakening of Labour, traditionally a dominant force in Scotland. The party lost to Cameron in the 2010 election to the U.K. Parliament at Westminster before being trounced by the SNP in Scotland a year later. That win for the nationalists paved the way for the vote on establishing Europe’s newest sovereign state. Edinburgh Agreement Cameron and Salmond signed the Edinburgh Agreement that set out the terms of the referendum in October 2012 with both promising to uphold the result. The campaigns became increasingly heated and culminated this week in both sides appealing to the emotional side of voters. In the event, it appeared that more of the undecided respondents in opinion polls opted for the status quo. “This was an event that cannot be captured or understood just by looking at the percentages,” said Harris Mylonas, assistant professor of political science at George Washington University and author of “The Politics of Nation-Building.”
Ferguson, Niall. 2014.

Scots Must Vote Nae

, New York Times. Publisher's VersionAbstract
To most Americans, Scotland means golf, whisky and—if they go there—steady drizzle. Even to the millions of Americans whose surnames testify to their Scottish or Scotch-Irish ancestry, the idea that Scotland might be about to become an independent country is baffling.